Soil Use Manage.
2023;39:1057–1067.
|
1057
wileyonlinelibrary.com/journal/sum
Received: 16 December 2022
|
Revised: 17 May 2023
|
Accepted: 20 May 2023
DOI: 10.1111/sum.12921
R E S E A R C H A R T I C L E
A simple soil organic carbon level metric beyond the
organic carbon- to- clay ratio
Christopher Poeplau
|
Axel Don
This is an open access article under the terms of the
Creative Commons Attribution-NonCommercial
License, which permits use, distribution and reproduction in any
medium, provided the original work is properly cited and is not used for commercial purposes.
© 2023 The Authors.
Soil Use and Management
published by John Wiley & Sons Ltd on behalf of British Society of Soil Science.
Thünen Institute of Climate- Smart
Agriculture, Braunschweig, Germany
Correspondence
Christopher Poeplau, Thünen Institute
of Climate- Smart Agriculture,
Braunschweig, Germany.
christopher.poeplau@thuenen.de
Funding information
Federal Ministry of Food and
Agriculture
Abstract
Soil is a precious and non- renewable resource that is under increasing pressure
and the development of indicators to monitor its state is pivotal. Soil organic car-
bon (SOC) is important for key physical, chemical and biological soil properties
and thus a central indicator of soil quality and soil health. The content of SOC
is driven by many abiotic factors, such as texture and climate, and is therefore
strongly site- specific, which complicates, for example, the search for appropriate
threshold values to differentiate healthy from less healthy soils. The SOC:clay
ratio has been introduced as a normalized SOC level metric to indicate soils'
structural condition, with classes ranging from
degraded
(
<
1:13) to
very good
(
>
1:8). This study applied the ratio to 2958 topsoils (0– 30 cm) in the German
Agricultural Soil Inventory and showed that it is not a suitable SOC level met-
ric since strongly biased, misleading and partly insensitive to SOC changes. The
proportion of soils with SOC levels classified as
degraded
increased exponentially
with clay content, indicating the indicator's overly strong clay dependence. Thus,
94% of all Chernozems, which are known to have elevated SOC contents and a
favourable soil structure, were found to have either
degraded
(61%) or
moder-
ate
(33%) normalized SOC levels. The ratio between actual and expected SOC
(SOC:SOC
exp
) is proposed as an easy- to- use alternative where expected SOC is
derived from a regression between SOC and clay content. This ratio allows a sim-
ple but unbiased estimate of the clay- normalized SOC level. The quartiles of this
ratio were used to derive threshold values to divide the dataset into the classes
degraded
,
moderate
,
good
and
very good
. These classes were clearly linked to bulk
volume (inverse of bulk density) as an important structural parameter, which
was not the case for classes based on the SOC:clay ratio. Therefore, SOC:SOC
exp
and its temporal dynamic are proposed for limited areas such as regions, states
or pedoclimatic zones, for example, in a soil health monitoring context; further
testing is, however, recommended.
K E Y W O R D S
bulk volume, clay content, indicator, SOC:Clay, soil functions, soil organic matter, soil quality
1058
|
POEPLAU and DON
1
|
INTRODUCTION
Soil organic carbon (SOC) has diverse and manifold pos-
itive effects on soil functional properties, such as water-
holding capacity, aggregate stability, compactibility and
erodibility, nutrient storage, cation exchange capacity and
acid buffering capacity (Murphy,
). All those proper-
ties are directly coupled to the services that soils provide,
such as food security, water security or biodiversity protec-
tion (Kopittke et al.,
), making SOC an important in-
dicator of soil quality and health (Bünemann et al.,
).
The definition and differentiation or non- differentiation
of both terms vary across authors, but here we focus on
soil health as the ‘capacity of a soil to perform its key
functions and provide ecosystem services’ (Bonfante
). In light of a steadily increasing global popula-
tion, severe soil degradation and climate change, healthy
soils and the definition of measurable and potentially
litigable soil health indicators are becoming increasingly
important (Allen et al.,
; van
Es & Karlen,
). The European Union is currently de-
veloping a Soil Health Law as a legal framework to achieve
the objectives of the European Soil Strategy (Panagos
et al.,
). The vision is that all soils in the European
Union will be healthy and that the protective and sustain-
able use of soils will be the norm by 2050. Possible soil
health indicators and respective threshold or reference
values are currently being discussed at multiple scientific
and political levels, with SOC content always among the
first to be highlighted (Bünemann et al.,
). However,
deriving a good, sufficient or even optimal level of SOC
is a complex task and remains soil- specific and hard to
generalize because (i) SOC is simultaneously relevant for
various biological, chemical and physical soil properties,
for all of which SOC content may have individual ranges
and thresholds, and (ii) SOC levels are site- specific and
depend on many abiotic factors such as soil texture and
climate (Drexler et al.,
). A definition of universal
SOC threshold values that could be developed using other
indicators, such as pH or contents of heavy metals, is thus
not feasible. SOC levels are, to a large extent soil- intrinsic
and can thus not be changed completely by management.
Any indicator that aims at evaluating the success of soil
management thus needs to consider the SOC variability
derived from non- changeable soil properties.
Clay content is an abiotic factor often found to be
among the most powerful explanatory variables of SOC
content at a regional scale, especially in agricultural soils
of near- neutral pH (Martin et al.,
;
; Rasmussen et al.,
). This can be re-
lated to clay's SOC- stabilizing properties, for example, its
high specific surface area and ability to form stable micro-
aggregates (Oades,
; Wagner et al.,
). At first
glance, it might thus make sense to normalize SOC by clay
content in a SOC:clay ratio to establish a clay- independent
indicator of the actual SOC level that allows soils to be
compared (Prout et al.,
A framework of different SOC:clay threshold values
for judging soil structural conditions has been introduced
by Johannes, Matter, et al. (
). According to the au-
thors, soils with a ratio of 1:8 or greater are considered to
have
very good
, between 1:8 and 1:10
good
, between 1:10
and 1:13
moderate
structural conditions, while SOC:clay
ratios smaller than 1:13 would indicate soils that are
likely to have a
degraded
soil structure (Johannes, Matter,
et al.,
; Prout et al.,
). These classes were de-
rived from an assessment of simple porosity parameters,
namely bulk volume, as well as water and air content at a
specific matric potential (−10 hPa), using a limited dataset
(161 data points from one broad soil group), with a simi-
larly limited range in SOC (8– 39 g kg
−1
) and clay content
(100– 340 g kg
−1
). It should also be noted that across the
full range of soils, SOC content alone showed a higher
correlation with all assessed structural parameters than
the SOC:clay ratio, suggesting a disconnect between the
SOC:clay ratio and the related structural soil property
(Johannes, Matter, et al.,
). Prout et al. (
) adopted
the framework and applied it to a large number of soils
(3809) from the UK, Poland and Switzerland, and sug-
gested that it is a meaningful index of the general state
of agricultural soils that should be used in other, similar
climate zones as well. However, statistically, the use of ra-
tios to control or eliminate the influence of the denomina-
tor can be problematic and needs to be handled with care
). They can be prone to extreme biases,
which is also likely in the case of the SOC:clay ratio. The
natural range in clay content is extensive, with anything
from
<
10 to
>
800 g kg
−1
being observed, even in managed
agricultural soils (Martin et al.,
In contrast, the range in SOC contents of mineral soils is
approximately one order of magnitude smaller, leading
to a foreseeable clay bias in the ratio. The present study
aimed to challenge the use of the SOC:clay ratio as a nor-
malized SOC level metric by applying it to 2958 topsoils
(0– 30 cm) from the German Agricultural Soil Inventory
dataset with a broad range of soil types, textures and SOC
contents. A further objective of this study was to develop
an unbiased alternative indicator based on the linear rela-
tionship between SOC and clay content that could serve as
a flexible, straightforward solution using clay to normalize
SOC contents at a regional scale.
2
|
MATERIALS AND METHODS
The dataset used in this study was compiled in the first
German Agricultural Soil Inventory conducted be-
tween 2011 and 2018. Sampling and analyses have been
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|
1059
POEPLAU and DON
described in detail by Poeplau et al. (
) and the data-
). A total of 3104 soil profiles in an 8
×
8 km
grid were sampled to a depth of 100 cm. In this study, the
analysis was restricted to mineral topsoils, i.e. the upper
30 cm, with average SOC contents of
<
87 g kg
−1
(
n
=
2958,
consisting of 2254 cropland and 704 grassland soils). The
relevant depth intervals for this study were 0– 10 and 10–
30 cm. Topsoil values (0– 30 cm) for SOC and clay contents
were derived by mass- weighted averaging of the 0– 10 and
10– 30 cm depths, using the respective fine soil (
<
2 mm)
amount of each depth increment. Derived topsoil SOC
and clay content ranges were 2.6– 122.9 g kg
−1
and 9.6–
822.5 g kg
−1
, respectively. SOC:clay ratios were calculated
for all sampling points and grouped into the above-
mentioned categories of Johannes, Matter, et al. (
),
Johannes, Weisskopf, et al. (
), i.e.
very good
(
>
1:8),
good
(1:8– 1:10),
moderate
(1:10–
1:13) and
degraded
(
<
1:13). Although initially developed in the context of soil
structure, the rationale behind this index is to provide a
basis for comparing actual SOC levels of differently tex-
tured soils. The developed score ranging from
degraded
to
very good
thus basically refers to a normalized SOC level
that has been used and could be used further completely
decoupled from soil structure (Prout et al.,
) but
rather as a reference system for judging the actual SOC
level. In the present study, these classes were also used to
evaluate SOC levels per se.
In the first part of the study, the clay dependency of the
SOC:clay ratio was tested by (i) performing a direct assess-
ment of the SOC:clay ratio as a function of clay content
and (ii) calculating the proportions of
degraded
,
moder-
ate
,
good
and
very good
SOC levels along the whole range
of clay contents in seven increment classes of 100 g kg
−1
each (
<
100, 100– 199, 200– 299, 300– 399, 400– 499, 500–
599,
>
600). In addition, differences in the normalized
SOC levels per land use (cropland and grassland), as well
as soil group based on the World Reference Base (WRB)
classification, were also evaluated. Permanent grasslands
were defined as sites that were used as grasslands for at
least five consecutive years. A certain proportion of crop-
lands and grasslands in the dataset had a land use change
from the respective other category in the last decades and
it can be expected that SOC contents will continue to rise
or fall in these cases (Springob et al.,
). However, in
this clustering approach, land use history was ignored.
In the second part of the study, a less clay- biased ratio
was developed and tested as an alternative. To do this, first,
the regression equation for a linear regression between
SOC and clay content was derived. This was done to estab-
lish an average SOC value that can be expected at a certain
clay content in German agricultural topsoils (SOC
exp
). The
actual SOC content of each site was then divided by SOC
exp
to derive a ratio that would inform how much SOC is cur-
rently stored compared with what might be expected from
the site's clay content. The quartiles of this SOC:SOC
exp
ratio dataset were then used in a similar way to Johannes,
Matter, et al. (
) to determine the four previously intro-
duced SOC- level classes and their threshold values. In this
case, the threshold values were not derived in response to
any functional properties, but rather exemplarily in the
most pragmatic way. Soils with SOC contents below the
regression line of SOC and clay content were considered
to have
degraded
(1st quartile) or
moderate
(2nd quartile)
SOC levels, while SOC levels of soils with SOC contents
above this line were considered
good
(3rd quartile) or
very
good
(4th quartile). Second, these classifications, based
on the newly introduced operationally defined normal-
ized SOC levels, were compared with the classifications
based on the suitability of the SOC:clay ratio as an indica-
tor of soil structural conditions. This was done using the
inverse of bulk density (bulk volume, 1/BD, cm
3
g
−1
) that
describes soil porosity as an important structural param-
eter (Johannes, Matter, et al.,
; Johannes, Weisskopf,
et al.,
). Differences in bulk volume between SOC
level classes in each of the two schemes were tested using
the non- parametric Kruskal- Wallis test and the Wilcoxon
test as a post hoc test. Significance was assessed at
p
<
.05.
Calculations and plotting were performed using R version
4.2.1 (R Development Core Team,
ages tidyverse and ggplot2 (Wickham,
; Wickham
3
|
RESULTS AND DISCUSSION
3.1
|
Evaluation of the SOC:clay ratio
Using the SOC:clay ratio scheme, 37% of all cropland and
14% of all grassland topsoils in Germany were found to
have
degraded
SOC levels (
Table
). This might appear
reasonable since cropland soils are acknowledged to be
depleted in SOC as compared with soils under grassland
). The proportions of soils with de-
graded SOC levels were similar to those found for soils in
the UK, Switzerland and Poland, where 38% and 7% of
all cropland and grassland soils had
degraded
SOC levels
). However, a closer look at the different
soil reference groups revealed that the use of SOC:clay ratio
as an indicator was problematic and certainly misleading:
clay- poor Podzols, irrespective of land use, were always
found to have
very good
SOC levels, with median SOC:clay
ratios around 1:1. The ratio is thus not sensitive enough to
indicate degradation of sandy soils since all these sandy
soils were far beyond the defined threshold values of 1:8.
The opposite applied to more fine- textured soils: 97% of
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1060
|
POEPLAU and DON
all clay- rich Vertisols had
degraded
SOC levels (median
SOC:clay ratio of 1:21) and it would require immense ef-
forts (
+
62% SOC) to achieve even a shift from
degraded
to
moderate
(threshold of 1:13). Moreover, Chernozems are
also fine- textures soils and are considered the most fertile
soils with generally high SOC contents and a favourable
soil structure (Šimansky & Jonczak,
). Nonetheless,
according to the SOC:clay ratio, only 2% of all chernozems
under agricultural use in Germany had
very good
SOC
levels, while 61% only
degraded
. Even the one single
Chernozem under grassland was
degraded
. These cases
highlighted the over- dependence of SOC:clay ratios on
clay content, as visualized in
Figure
.
The proportion of soils with
degraded
SOC levels,
which was close to zero in coarse- textured soils, increased
exponentially with clay content (
Figure
). It is not real-
istic for clay- rich soils to be particularly depleted in SOC,
e.g. by agricultural management, since there is a posi-
tive correlation between the fine particle content (clay
and fine silt) and the relatively stable mineral associated
). In coarse- textured soils, particulate
organic matter is the dominant form of organic matter,
which is considered more labile and more responsive
to disturbances such as land use change or agricultural
management (Lavallee et al.,
; Poeplau & Don,
Vos et al.,
). This fits well with the fact that Prout
et al. (
) observed more pronounced SOC losses for ag-
ricultural soils in England and Wales with higher SOC:clay
ratios, and might suggest that the SOC:clay ratio could be
used as a rough proxy for the amount of unprotected SOC
prone to losses (Dexter et al.,
However, the indicator's extreme clay dependency
hampered both the comparison of soils within a similar
textural class as well as a comparison across all textural
classes. In both, coarse and fine- textured soils, the indi-
cator is insensitive to changes in SOC content. Losses or
gains in SOC needed to change class are beyond expect-
able SOC changes because of management, land use or
climate change within years to a few decades. For exam-
ple, in the Ultuna Frame Trial, a Swedish long- term fertil-
ization experiment that started in 1956 on soil with a high
clay content, different types of organic amendments were
TABLE 1
Proportions (%) of cropland and grassland topsoils (
n
) classified in the four different levels based on the SOC:clay ratio score
proposed by (Johannes, Matter, et al.,
) by World Reference Base (WRB) soil group and land use, and median SOC:clay ratios.
Land use
Soil class
n
Degraded
Moderate
Good
Very good
Median
SOC:Clay
Cropland
Anthrosols
178
21
7
6
66
0.25 (1:4)
Cambisols
609
28
19
12
41
0.10 (1:10)
Chernozems
89
61
33
4
2
0.07 (1:14)
Fluvisols
12
50
33
8
8
0.07 (1:14)
Gleysols
175
21
12
4
63
0.19 (1:5)
Luvisols
321
39
26
17
19
0.08 (1:12)
Phaeozems
211
48
23
13
16
0.08 (1:12)
Podzols
84
0
0
0
100
0.74 (1:1.3)
Regosols
224
68
15
7
10
0.06 (1:17)
Stagnosols
293
35
18
14
33
0.09 (1:11)
Vertisols
58
97
0
3
0
0.05 (1:21)
All
2254
37
18
10
35
0.09 (1:11)
Grassland
Anthrosols
60
8
8
2
82
0.28 (1:4)
Cambisols
222
9
21
22
48
0.12 (1:8)
Chernozems
1
100
0
0
0
0.06 (1:14)
Fluvisols
3
33
33
33
0
0.10 (1:10)
Gleysols
106
8
12
9
70
0.19 (1:5)
Luvisols
28
11
39
18
32
0.10 (1:10)
Phaeozems
91
12
40
20
29
0.10 (1:10)
Podzols
20
0
0
0
100
1.01 (1:1)
Regosols
52
35
15
17
33
0.10 (1:10)
Stagnosols
103
17
18
26
38
0.11 (1:9)
Vertisols
18
61
33
6
0
0.07 (1:15)
All
704
14
21
17
48
0.12 (1:8)
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|
1061
POEPLAU and DON
applied to the soil in doses of 4 Mg C every 2 years. The
organic amendments included straw, green manure, farm-
yard manure, sewage sludge, sawdust and peat (Kätterer
et al.,
). At the start of the trial, the soil had an aver-
age SOC content of 15 g kg
−1
(SOC:clay ratio of 1:24). After
54 years of continuous organic fertilization, only peat, saw-
dust and sewage sludge amendments— all rarely used or-
ganic fertilizers on agricultural soil— resulted in a change
of SOC level from
degraded
to
moderate
, while SOC in all
other treatments remained at the
degraded
level. This is
in contrast to the results of the Woburn experiment high-
lighted by Prout et al. (
), in which farmyard manure
addition was able to change the SOC level from
degraded
to
good
within 7 years. The main difference between the
two experiments was the clay content, which was 78–
131 g kg
−1
in Woburn and 365 g kg
−1
in Ultuna.
It could be argued that only the extreme soils within
the whole texture range would be affected by this clay bias
and that those could simply be neglected when apply-
ing the SOC:clay ratio indicator. Nevertheless, Johannes,
Matter, et al. (
), Johannes, Weisskopf, et al. (
) de-
veloped the scheme for soils with clay contents of between
100 and 340 g kg
−1
. However, even within such a restricted
range of clay contents, the SOC:clay ratio is strongly bi-
ased: the same amount of additional SOC would lead to
a 3.4 times higher absolute increase in the SOC:clay ratio
for a 100 g kg
−1
clay soil than for a 340 g kg
−1
clay soil.
Furthermore, a general SOC- level metric should only qual-
ify as such when it is broadly applicable. In regions with
glacial or glacio- fluvial sediments, coarse- textured soils
with low clay contents are common (Gebauer et al.,
Finally, and perhaps most importantly, sandy soils are
mostly low in SOC and also have a poor soil structure.
In addition to having a low water- holding capacity, they
also have a comparatively low pH, low cation exchange
capacity and low nutrient storage. With regard to soil
functions, ecosystem resilience and yield stability, sandy
soils may thus be most in need of SOC, which is able to
bring about positive change in most of the properties men-
tioned (Moinet et al.,
; Murphy,
). However, the
SOC:clay ratio, as it is used now, would indicate the exact
opposite: sandy soils are generally classified as in
very good
structural condition and SOC level and improving them is
neither needed nor possible. According to the SOC:clay
indicator, clay- poor soils with, for example, 50 g kg
−1
clay
are in the
very good
SOC level with as little as 6.2 g kg
−1
SOC. Thus, the strong clay dependency of this indicator
makes it inappropriate for its use in a soil health context.
3.2
|
The newly introduced
SOC:SOC
exp
Ratio
Despite clay content being too strong a denominator for
the normalization of SOC, its use might still be meaning-
ful. It is a widely available standard soil property and is
often observed to be a strong predictor of SOC in regional-
scale case studies, at least in temperate regions (Martin
et al.,
). One option that is proposed and tested here
is to use the correlation between SOC and clay content
FIGURE 1
(a) Soil organic carbon (SOC)- to- clay ratio as a function of clay content, using the four SOC level classes suggested by
Johannes, Matter, et al. (
), applied to German agricultural topsoils (0– 30 cm, 2958 sites under cropland and grassland use) and (b) the
proportion of each class as a function of clay content. In this case, the data were aggregated in steps of 100 g kg
−1
clay content (therefore
starting with 100 g kg
−1
as the first data point).
0
1
2
3
degraded
good
moderate
very good
SOC:clay rati
o
Clay content [g kg
-1
]
0 200 400 600 800
Clay content [g kg
-1
]
200 400 600
(a)
0
25
50
75
100
degraded
moderate
good
very good
Proportion [%
]
(b)
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1062
|
POEPLAU and DON
to establish an average expected SOC content (SOC
exp
)
depending on the clay content as a denominator. This
normalization of SOC is less strong than clay content as
a denominator. When the SOC:SOC
exp
ratio is
>
1, the
SOC content is above expected SOC and thus above aver-
age SOC, and when the ratio is below 1 the soil is rather
SOC- depleted and below average. The correlation be-
tween clay and SOC contents for all German Agricultural
topsoils provided the new denominator with SOC
exp
=
c
lay
×
0.0288
+
13.674, where
R
2
was 0.11. Although the
correlation was highly significant (
p
<
.001),
R
2
was rela-
tively low because of a certain group of soils, which are
recognized as ‘black sands’ (Vos et al.,
) and devi-
ate strongly from the SOC
~
clay relationship (
Figure
).
These coarse- textured soils are characterized by high
SOC contents, mainly in the form of recalcitrant plant
litter originating from historic land cover as heathland
or peatland (Springob et al.,
; Vos et al.,
).
However, as an important part of the whole ensemble of
German agricultural soils, they were not excluded from
the derivation of SOC
exp
here. The derived threshold
values of the SOC:SOC
exp
ratio for the classification of
German agricultural soils were 0.65 (threshold between
degraded
and
moderate
), 0.83 (
moderate
/
good
) and 1.16
(
good/very good
). Using these thresholds, this study found
that 32% of all cropland soils and only 3% of all grassland
soils had
degraded
normalized SOC levels (
Table
was of a comparable magnitude to those observed for the
SOC:clay ratio for our dataset. However, of the 940 top-
soils that had degraded SOC levels using the SOC:clay
ratio, only 407 (43%) also had degraded SOC levels using
the SOC:SOC
exp
ratio. This indicates that the two ap-
proaches classified the soils differently. Importantly, as
depicted in
Figure
, there was no clay dependency of
the classification based on the SOC:SOC
exp
ratio. Also
for the Ultuna long- term experiment, on a fine- textured
soil, SOC:SOC
exp
was far more sensitive to management
changes than the SOC:clay ratio: Depending on the or-
ganic amendment treatment, the initially degraded SOC
level of this trial was changed into all possible classes
within the first 20 years. Of course, these thresholds are
operationally defined and specific to the set of samples
used. Nevertheless, this example showed that the metric
derived from German agricultural topsoils could produce
meaningful results also for an experiment in Central
Sweden.
Soil organic carbon is acknowledged to affect many soil
functional properties (Bagnall et al.,
; Murphy,
However, to qualify as an indicator in a soil health context,
also a SOC level metric should be related to soil functions.
The SOC:clay ratio was initially developed together with
soil structure indicators (Johannes, Matter, et al.,
Also here we exemplary use bulk volume as an indica-
tor of porosity to evaluate which SOC level metric can
be better linked to soil structural condition. As shown in
Figure
, SOC:SOC
exp
was a better indicator of soil struc-
ture than the SOC:clay ratio: In the case of SOC:clay, the
different classes differed only slightly in their average
porosity and in part not significantly: The class
good
had
the highest porosity, while
very good
and
moderate
were
not statistically different. In contrast, the classes based
on the SOC:SOC
exp
ratio were in the expected order and
FIGURE 2
(a) Soil organic carbon (SOC) content as a function of clay content in 2958 German agricultural topsoils (0– 30 cm depth)
with the four classes based on the SOC:SOC
exp
ratio, and (b) the proportion of soils in each class as a function of clay content. In this case,
the data were aggregated in steps of 100 g kg
−1
clay content.
Clay content [g kg
-1
]
125
100
75
50
25
0
SOC content [g kg
-1
]
200 400 600
0 200 400 600 800
degraded
moderate
good
very good
0
25
50
75
100
Proportion [%
]
(b)
(a)
Clay content [g kg
-1
]
14752743, 2023, 3, Downloaded from https://bsssjournals.onlinelibrary.wiley.com/doi/10.1111/sum.12921 by Hayley Peter-Contesse , Wiley Online Library on [18/10/2026]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
|
1063
POEPLAU and DON
all statistically different from each other. Despite a cer-
tain overlap across SOC- level classes, the boxes were also
much smaller than for the classes based on SOC:clay, in-
dicating a better separation. This can be seen as an inde-
pendent validation of SOC:SOC
exp
being preferable over
SOC:clay even as a structural indicator.
3.3
|
Challenges of deriving SOC
classification schemes and potential
ways forward
The results of this study clearly suggest that a revised and
attenuated version of the SOC:clay ratio, that is, using
TABLE 2
Proportions (%) of the different normalized soil organic carbon (SOC) level classes for topsoil (0– 30 cm depth) based on the
quartiles of the SOC:SOC
exp
ratio by World Reference Base (WRB) soil group and land use, with the number of observations (
n
) and median
SOC:SOC
exp
ratio.
Land use
Soil class
n
Degraded
Moderate
Good
Very
good
Median
SOC:SOC
exp
Cropland
Anthrosols
178
18
19
22
40
1.00
Cambisols
609
34
34
23
8
0.72
Chernozems
89
20
35
43
2
0.78
Fluvisols
12
8
42
33
17
0.78
Gleysols
175
11
20
28
41
1.04
Luvisols
321
58
32
8
1
0.62
Phaeozems
211
30
37
24
9
0.73
Podzols
84
5
2
21
71
1.60
Regosols
224
34
28
30
7
0.75
Stagnosols
293
26
35
24
14
0.77
Vertisols
58
38
33
24
5
0.70
All
2254
32
30
23
15
0.75
Grassland
Anthrosols
60
5
12
25
58
1.32
Cambisols
222
4
10
32
55
1.21
Chernozems
1
0
0
100
0
0.96
Fluvisols
3
0
0
67
33
0.94
Gleysols
106
3
3
26
68
1.45
Luvisols
28
7
39
32
21
0.84
Phaeozems
91
1
7
33
59
1.23
Podzols
20
0
0
0
100
2.21
Regosols
52
4
8
23
65
1.37
Stagnosols
103
3
7
38
52
1.19
Vertisols
18
11
0
44
44
1.14
All
704
3
9
30
58
1.25
FIGURE 3
Soil porosity of 2958
soil samples as distributed into classes
derived according to (a) the soil organic
carbon- to- clay (SOC:clay) ratio (Johannes,
) and (b) the quantiles
of the measured- to- expected SOC ratio
(SOC:SOC
exp
). Letters depict significant
differences between classes (
p
<
.05).
0.50
0.75
1.00
1.25
1.50
(a)
SOC:clay ratio
(b)
SOC:SOC
exp
0.50
0.75
1.00
1.25
1.50
Bulk volume [cm³
g
-1
]
degraded moderate good very good
degraded moderate good very good
a
b
b
c
a
b
c
d
14752743, 2023, 3, Downloaded from https://bsssjournals.onlinelibrary.wiley.com/doi/10.1111/sum.12921 by Hayley Peter-Contesse , Wiley Online Library on [18/10/2026]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
1064
|
POEPLAU and DON
the average regression equation of SOC vs. clay content
as a denominator instead of clay content, is preferable.
However, the first challenge is that both the SOC
~
clay
relationship, as well as SOC per se, are strongly depend-
ent on the pedoclimatic zone as well as on the spatial
scale. Rasmussen et al. (
) showed that the suitability
of clay as a predictor of SOC depends much on the type
of minerals present, as well as on soil pH. Also, on larger
scales (continental to global), climatic factors become in-
creasingly important and mask the clay effect to a certain
extent (Delgado- Baquerizo et al.,
; García- Palacios
et al.,
). Within the European Union, it will thus not
be possible to have one desirable SOC level and simple
SOC classification scheme (e.g. by clay content or texture
class) that fits equally well for all soils, e.g. Scandinavian
and Mediterranean soils. However, as a first step, the prag-
matic approach taken here could be adopted by others
and applied using regional SOC
~
clay relationships and
related quartiles. Apart from the fact that the SOC:SOC
exp
ratio is not clay- biased, it also has the advantage that the
absolute numbers can be compared across different pedo-
climatic regions, soil depths and land use types because it
resembles a normalization by what is observed on aver-
age in a given region at a given clay content. This means
that SOC
~
clay relationships in 0– 30 cm soil depth will
differ in intercepts and slopes from the same relationship
in 0– 10 cm, which is also true for different pedoclimatic
zones, for example. This is not the case for the SOC:clay
ratio, which does not take context into account at all.
Subsoil (30– 100 cm) data are not shown in this study, but
similar results for the SOC:SOC
exp
ratio were obtained.
Depending on the question, this might also be a disadvan-
tage of the SOC:SOC
exp
metric: it might not necessarily
be helpful to evaluate the absolute average SOC content
of a country or region compared with others; it does not
relate measured SOC to a certain fixed reference content
and is thus solely based on the population used to build
the model. In this respect, the approach is similar to that
taken by Drexler et al. (
), who defined benchmark
SOC contents for German agricultural soils using several
important explanatory variables such as texture, C:N ratio
and precipitation. This scheme was developed for farmers
and thus requires little soil data, but allows farmers' meas-
ured SOC contents to be compared with those of similar
sites. In their case, the benchmarking was also done with
current SOC contents found in German agricultural soils
that might not be optimal or desirable. Likewise, Chen
et al. (
) used a data- driven clustering approach to de-
rive carbon- landscape clusters in France and calculated
the highest possible SOC content within each individual
cluster using the percentile of 0.9, for example. This was
mainly done to estimate the SOC storage potential of ar-
able land in France, but could potentially be used to define
a cluster- specific range of SOC contents as related to a cer-
tain achievable SOC content. Again, the problem is that
the highest values within a specific cluster do not neces-
sarily have to resemble the highest achievable SOC con-
tent if, for example, the whole cluster is SOC depleted. In
each case, the chosen thresholds (quartiles in the present
study), or the 0.9 quartile are somewhat arbitrary, but (i)
we were able to show that the quartile thresholds used in
this study were able to separate soils with significantly
different porosities and (ii) a standardized methodology
across different countries or regions might be more im-
portant than the question at which exact threshold a soil
changes from one to the other SOC level.
The data in the present study show, for example, by
the relatively low regression coefficient, that it is a sim-
plification to derive an expected SOC content for a site
solely by the parameter clay content. Numerous other soil
properties determine the SOC content, with groundwater
level among the most prominent (Poeplau et al.,
The high fraction of groundwater- influenced Gleysols
classified as
good
and
very good
indicates that beyond clay
content, the water regime also positively influences SOC
contents (
Table
). Furthermore, Doetterl et al. (
highlighted the strong impact of geochemistry, so basically
bedrock properties, on SOC contents. This might be more
accounted for, when, for example, certain landscape units,
pedo- climatic zones or similar are used as a grouping vari-
able (Chen et al.,
). At the same time, such spatial
clusters can also be highly heterogeneous so that such a
clustering might not necessarily lead to a clear separation
either (Chen et al.,
). It is therefore questionable and
certainly context- specific, how the denominator in such
a SOC:SOC
exp
should optimally look like. Even more so-
phisticated and potentially applicable on large spatial
scales is the reciprocal modelling approach using machine
learning, as introduced by Schneider et al. (
). Here,
beyond clay also many other drivers could be used to
model a pedo- climatic reference SOC. Such reference SOC
content would also need to be defined, e.g. that of grass-
land soils, and a statistical model used to estimate how
much the SOC content of a given cropland soil deviates
from its hypothetical grassland SOC content. The result-
ing residue could then potentially be scaled into an indi-
cator of degradation. Such an approach is data hungry and
also has its weaknesses, mainly in the critical assumptions
that need to be made (Schneider et al.,
). However,
this approach should be investigated further for data- rich
regions as a potential way forward towards a comprehen-
sive evaluation scheme for SOC. Finally, we argue that
clay content is a soil property that (i) has been shown to
strongly affect SOC storage, (ii) is mostly available and
(iii) does not severely change over time and thus quali-
fies to be used in such a normalization approach. More
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|
1065
POEPLAU and DON
dynamic soil properties that also influence SOC, such as
groundwater level or pH, might be better suited as explan-
atory variables for changes in the numerator. For example:
If drainage is introduced in a certain area, leading to an
increased mineralization of SOC (Castellano et al.,
),
this will be reflected in the SOC:SOCexp over time.
To overcome the problem of SOC:SOC
exp
only pro-
viding meaningful insights in relation to the current sit-
uation of the whole population, it is proposed that the
SOC:SOC
exp
- derived classes be understood as a simple
baseline benchmarking system (e.g. country- specific) that
could be used to monitor and evaluate SOC over time. The
regression is established with the given baseline dataset
at a certain time, in which the whole dataset is classified
into equal shares (quartiles) of
degraded
,
moderate
,
good
and
very good
. The quartile thresholds will then be fixed
for the country (or similar spatial unit) and changes over
time will always be related to exactly those thresholds of
initial SOC conditions. Then, in repeated soil invento-
ries, for example, the development in the proportions of
the different classes over time can be evaluated. Specific
goals such as ‘no soils with
degraded
SOC levels by year
x’, or ‘25% more soils with
very good
SOC levels by year
y’ could be set as political targets. The major advantage
of a scoring approach of this kind over simply following
the trends in SOC per se would be the direct comparability
across countries (e.g. within the EU), which have their in-
dividual baseline levels, established sampling depths and
also different analytical methods. It could potentially also
be embedded in more complex soil health- scoring func-
tions including other indicators, comparable to the CASH
framework (Fine et al.,
).
However, a more general problem is that an
optimal
,
sufficient
or
degraded
SOC content is difficult to define
and the definition may greatly depend on the desired func-
tions of SOC. For biological and chemical functions, such
as fuelling soil biota and increasing nutrient storage, there
could be something like an optimum value that should not
be exceeded in order to avoid negative environmental im-
pacts such as nitrate leaching or increased N
2
O emissions
(Yanai et al.,
). In contrast, for soil physical proper-
ties such as water- holding capacity and structural stabil-
ity, there seems to be a positive linear relationship with
SOC content (Chaney & Swift,
; Johannes, Matter,
et al.,
). The desired function might then also be soil-
specific, as discussed earlier. In a coarse- textured soil, SOC
could be much more important to compensate for the lack
of soil structure than in a loamy soil (Moinet et al.,
).
This also raises the question of whether the SOC level of
any soil can be called
degraded
when a certain defined
proportion of a reference SOC content is not reached. This
all converges into the need for (i) a precise definition of
what a healthy soil is, (ii) a better understanding of which
soils and soil functions are supported by organic matter
to what extent, and finally (iii) how the derived classes of
the new SOC level metric fit to other soil parameters and
functions. At the same time, the soil health context is only
one example for a potential use of the proposed SOC level
metric. The SOC: SOCexp value has the potential to also be
used as a continuous variable to evaluate the effect of agri-
cultural management practices across soils with different
textures The three major limitations of the approach taken
here can be summed up as follows: 1. It is a simplification
to use only clay for normalizing SOC levels across soils.
This leaves other factors unaccounted and restricts its use
to regions and soils, in which clay minerals play a signifi-
cant role for SOC stabilization and as such. The indicator
can potentially grow in complexity and also other drivers
could be used to derive SOC
exp
, but data availability is a key
limiting factor. 2. The derived classes are highly context-
specific because they are derived from the distribution of
data in a specific dataset. Here, the context was German
agricultural soils. Including forest soils, or data from, for
example, neighbouring countries, would have shifted the
regression between SOC and clay content and in turn
also the thresholds between classes. Those classes should
thus be related to the specific context only and the focus
should be on temporal changes of the classes or individ-
ual SOC:SOC
exp
values. The LUCAS dataset could be used
to develop such a reference SOC- level system based on
SOC:SOC
exp
for different EU member states. 3. The classes,
which now have explicit names like ‘degraded’ or ‘very
good’, are only weakly linked to soil functions. This would
however be necessary, to better tie the indicator to the ac-
tual concept of soil health. It was recently highlighted, that
the SOC content that is actually needed to maintain cer-
tain soil functions is most likely also dependent on various
other soil properties (Moinet et al.,
straightforward, this should be accounted for in future ex-
perimental approaches.
4
|
CONCLUSIONS
The findings of this study suggest that the SOC:clay ratio
is not an appropriate indicator for evaluating the SOC
level of soils, e.g. in a soil health framework. The ratio is
misleading because of the overly strong influence of clay
content. As an alternative, a less clay- biased normaliza-
tion metric was introduced that could offer a simple way
forward for judging the SOC level of a specific soil in a
specific region. The study was able to show that this met-
ric is better related to soil porosity than the SOC:clay ratio.
However, the metric also has its drawbacks, e.g. it relates
only to the current situation of the assessed population,
rather than to some fixed optimum level that would be
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1066
|
POEPLAU and DON
universally applicable. However, when following the tem-
poral trend of such established baseline threshold values,
the approach could be used as a simple scoring system fea-
turing SOC classes that are comparable across countries,
regions or similar spatial units. For a more generic evalu-
ation of SOC contents and their functions, a more refined
framework might be needed. This manuscript aims to en-
courage soil scientists to increase testing, especially with
the prospect of ever- increasing soil datasets and improved
data availability.
ACKNOWLEDGMENTS
We are grateful to all those who participated in the first
German Agricultural Soil Inventory and for the fund-
ing received from the Federal Ministry of Food and
Agriculture. Open Access funding enabled and organized
by Projekt DEAL.
DATA AVAILABILITY STATEMENT
The data that support the findings of this study are openly
available in Openagrar at
recei ve/opena grar_mods_00054877
ORCID
Christopher Poeplau
Axel Don
https://orcid.org/0000-0001-7046-3332
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How to cite this article: Poeplau, C., & Don, A.
(2023). A simple soil organic carbon level metric
beyond the organic carbon- to- clay ratio.
Soil Use and
Management
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