Journal of Sustainable Development; Vol. 6, No. 12; 2013
ISSN 1913-9063 E-ISSN 1913-9071
Published by Canadian Center of Science and Education
31
Soil Organic Carbon Thresholds and Nitrogen Management in Tropical
Agroecosystems: Concepts and Prospects
Musinguzi Patrick
1
, John Stephen Tenywa
1
, Peter Ebanyat
1
, Moses Makooma Tenywa
1
, Drake N. Mubiru
2
,
Twaha Ali Basamba
1
& Adrian Leip
3
1
Department of Agricultural Production, Makerere University, Kampala, Uganda
2
National Agricultural Research Laboratories, Kawanda, Kampala, Uganda
3
European Commission, Joint Research Centre, Institute for Environment and Sustainability, Via Enrico Fermi,
Ispra (VA), Italy
Correspondence: Musinguzi Patrick, Department of Agricultural Production, Makerere University, P. O. Box
7062, Kampala, Uganda. Tel: 256-774-068-824. E-mail: musipato@yahoo.com
Received: July 16, 2013 Accepted: October 20, 2013 Online Published: November 7, 2013
doi:10.5539/jsd.v6n12p31 URL: http://dx.doi.org/10.5539/jsd.v6n12p31
Abstract
Soil organic carbon (SOC) is a potential soil fertility indicator for regulating nitrogen application in tropical
farming systems. However, there are limited studies that have discussed SOC thresholds above or below which
crop production could be diminished, or at which no or high response to nitrogen (N) application can be realized.
This review explores the drivers of SOC concentration relevant for the establishment of thresholds. We further
evaluate existing SOC thresholds for provoking no yield response or significant response to added N fertilizer.
Key drivers for SOC concentration relevant in establishing thresholds are mainly climate, topography, texture,
and land use management. Soil organic carbon threshold for sustaining soil quality is widely suggested to be
about 2% below which deterioration may occur. For added N fertilizer management, specific SOC thresholds
seem quite complex and are only valid after assuming other factors are non-limiting. In some soils, SOC levels
as low as 0.5% result in fertilizer responses and soils as high as 2% SOC also respond to small N doses.
Minimum SOC thresholds can be identified for a given soil type, but maximum thresholds depend on crop N
requirements, crop N use efficiency and amount of N applied. However, there seem to exist critical total SOC
ranges that could be targeted for optimal indigenous N supply and integrative soil functional benefits. These can
be targeted as minimum levels in soil fertility restoration. In all, it is still difficult to establish a single minimum
or maximum SOC threshold value that can be universally or regionally accepted.
Keywords:
critical level, soil organic carbon fractions, tropical soils, efficiency, yield
1. Introduction
Soil Organic Carbon (SOC) is a key physical and chemical parameter critical for nutrient management in tropical
farming systems. The soil parameter provides integrative benefits in protecting the environment and sustaining
agriculture. Some scientists have described SOC as a ‘universal keystone indicator’ in soil fertility management
(Ssali, 2000; Loveland & Webb, 2003), making it a good candidate and an appropriate tool for managing soil
fertility heterogeneity among farmer fields in Sub-Saharan Africa (SSA), with the lowest fertilizer use levels in
the world (Dobberman, 2005), and agronomic nitrogen use efficiency (Sanginga & Woomer, 2009; Vanlauwe et
al., 2011). Nitrogen recovery efficiency hardly exceed 50% (Cassman, Dobermann, & Walters, 2002; Terry,
2008), and could be even far below 30%. Adaptation strategies to soil heterogeneity using affordable soil
indicators like SOC would improve farmer decisions to effectively apply N. There are already signals that
smallholder farmers are aware of this positive correlation between soil nutrient status and SOC levels (Murage,
Karanja, Smithson, & Woomer, 2000; Hossain, 2001). Farmers commonly know SOC as property associated
with a dark or black soil that is particularly for enhancing plant productivity. However, SOC has been declining
due to high intensity of decomposition and high turnover rates in the tropics (Yang, 1996; van Keulen, 2001).
This has led to low soil fertility and increased the demand to apply mineral N fertilizers. The establishment of
SOC thresholds is one measure that can be employed to regulate N application and minimize environmental
pollution. What is unclear in the tropics and even globally are the critical SOC levels or thresholds that must be
present to regulate the application of external fertilizers. Such levels are key in short and long-term soil fertility
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Journal of Sustainable Development
Vol. 6, No. 12; 2013
32
restoration in areas with negative nutrient balances. There have been efforts to explore SOC threshold levels, but
in the context of desirable soil properties and the inherent nutrient supply for crops (Six, Elliott & Paustian, 2000;
Chenu, Bissonnais, & Arrouays, 2000; Loveland & Webb, 2003). In this piece of work, therefore, we consider
the concepts and prospects of SOC thresholds and N management. We discuss (i) SOC threshold concept and
driving factors controlling SOC concentration (ii) thresholds values below or above which no yield response or
significant response to the added N fertilizer is possible (iii) the restoration of critical SOC levels using the
Integrated Soil Fertility Management approach. This work attempts to contribute to the understanding of SOC as
a potential soil fertility indicator for managing tropical soils.
2. Defining Soil Organic Carbon Thresholds
Tropical agro-ecosystems are characteristic of low dependence on the external application of fertilizer (Buresh,
Sanchez, & Calhoon 1997). The major source of nitrogen supply in such farming systems is SOC through the
process of mineralization. However, there are thresholds of SOC below which no mineralization or above which
high mineralization takes place. Smith and Dumanski (1993) defined thresholds as critical levels above which a
system responds significantly to stimuli. Pieri (1995) on the contrary defined thresholds considering the
environmental aspect. He defined thresholds as values of certain variables above which a significant shift or
rapid negative change takes place. In this section, we define thresholds in the context of SOC, nitrogen
management and soil environmental quality. This follows a growing demand to improve applied fertilizer use
efficiency for most farmers in tropical SSA. One of the interventions in managing field heterogeneity includes
the categorization of soil fertility into grades of poor, medium and good fields using SOC as an indicator.
However, critical SOC amounts or thresholds that can guide the decision making for several farmers to add N
fertilizer remain oblique.
Too much or too little SOC can equally be an environment threat leading to pollution or loss of biodiversity. It is
common to conclude that increasing soil organic matter by applying organic materials is good practice. However,
the addition of excess inputs need to be applied with caution as this can lead soil nutrient imbalances of nitrogen
or phosphorus, and can lead to pollution of surface and ground waters. Low SOC amount is also an
environmental threat since low fertility results in low biomass yield. Such level can also result in significant
fertilizer loss because of low buffer or retention capacity. Oades, Gillman and Uehara (1989) noted that applying
extra levels of organic residues can lead to acidification due to nitrification. Application of extra amounts of
carbon can also result in the crusting of soil surface, decreased hydraulic conductivity, and increased run-off
(Haynes & Naidu, 1998). The minimum and maximum SOC thresholds at which soils can support crop
production while sustaining a friendly environment remain a less explored option in tropical soils.
We present a hypothetical conceptualization of the SOC thresholds (in the context of concentrations) that must
be maintained to sustain crop production, with or without organic or mineral fertilizers. SOC levels which are
environmentally sound are assessed. Though several studies in the tropics have not debated much on threshold
levels, but elsewhere in temperate climate, there is wide acceptance that it remains difficult to have universal
thresholds. As one of the potential soil fertility indicators for tropical soils, the contribution of SOC in the tropics
need to be understood to enable proper soil functioning and sustain yields. Figure 1 illustrates the role of SOC in
influencing crop response to added fertilizer but also suggests levels for sustaining soil quality, crop yields and
environmental quality. It illustrates that there is a minimum SOC threshold value that is necessary to realize
some responses to applied N (point X), and a maximum level above which no response to N fertilizer is evident
for a given crop (point Y). Conceptual terms of sensitivity and resilience are applied as suggested by Coughlan
(1995). Notably, low or high SOC levels tend to result in low response to the added fertilizers or low sensitivity.
This consequently leads to low nitrogen use efficiencies and reduced environmental quality due to leaching. At
very low SOC levels, there are clear evidences of low resilience, but after attaining a certain threshold value,
resilience is improved. Point A is the minimum SOC amount to sustain soil quality/crop production with some
resilience, and point B is the maximum SOC amount above which an environmental threat is possible. The
whole framework that is conceptualized in this work provides a scheme for further research on tropical soils, and
as such, opens up discussion on maintaining critical thresholds for sufficient nitrogen application, crop
productivity and environmental safety.
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Journal of Sustainable Development
Vol. 6, No. 12; 2013
33
Figure 1. Conceptual diagram of SOC thresholds for response to added N, sustainable crop production and
environmental quality
3. Determinants for SOC Amount and Distribution
In tropical agro-ecosystems, the application of SOC as a potential indicator for nitrogen management partly
depends on its total amount, the quality of fractions, and their level of influence on soil properties. The amount
of added organic carbon input (vegetation, roots, crop residues, wastes) and the rate of loss (carbon dioxide from
tillage, microbial decomposition) determine the amount of SOC present at a given time (Krull et al., 2004).
There are vast effects of high SOC contents on soil properties such as the formation of stable aggregates, soil
surface protection against runoff and erosion, and improved functioning of biological components. Other effects
on soil functions include improved ion exchange capacity, reduced bulky density, increased water holding
capacity and macro and micronutrient availability (Carter & Stewart, 1996; Carter, Angers, Gregorich &
Bolinder, 2003). However, there is high variation of SOC in tropical farming systems, which tend to limit efforts
geared towards establishing thresholds for N application. Thus any attempts to understand thresholds require
exploring the drivers of SOC variability. Dick and Gregorich (2004) suggested a function for the key drivers that
influence SOC capacity (Equation 1):
SOC (capacity) = f (climate, topography, texture, disturbance, inputs) (1)
Depending on a range of factors, SOC content varies. We discuss the effect of a range of these factors on
affecting SOC. From Equation 1, we notice that the first three factors cannot be managed. The farmer is a driver
for the last factors that influence the balance between all the carbon inputs and losses. Farmer induced
heterogeneity has already been reported as the key cause of soil fertility variations (Zingore, 2006; Tittonell,
2008). In the past, Jenny (1941) had attributed SOC variations to factors such as topography, climate and
management while edaphic factors were considered as secondary.
Low
environmental
quality
Soil organic carbon (%)
Poor soil
Fairly Good soil
Excellent soil
Peat soil
Y
ie
ld
re
spo
ns
e
pe
r
uni
ta
re
a
In
to
le
ra
bl
e
M
ini
-r
es
po
ns
e
Ma
x
Low environmental
quality
No sensitivity
Minimum
SOC
to
respond to fertilizers
Low
High
Improved environmental
quality
Low
sensitivity/resilience
Mini thresholds to sustain
soil quality/crops
Max
thresholds
to
sustain soil quality/crops
Maximum
SOC
to
respond to fertilizers
X
Y
A
B
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Vol. 6, No. 12; 2013
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We discuss some of the drivers of SOC amounts in various soil types as per equation 1, and we propose an
equation that can apply to the tropical soils. Land use management is identified as lead drivers of SOC amounts.
From Dick and Gregorich (2004), we therefore propose 4 factors that are critical in driving SOC amounts at a
time (Equation 2).
SOC capacity= f (texture, climate, topography, land use management) (2)
Texture is one of the major determinants of SOC content at a given time and is key for the establishment of SOC
thresholds for N management. Individual particle sizes have different influence on SOC amounts as affirmed in
several works on SOC and texture (Korschens, Weiger, & Shulz, 1998; Dick & Gregorich, 2004). In tropical
soils, there are direct relationships in the level of concentrations of SOC, clay or clay + silt, especially on work
conducted on kaolinitic types of soils (Feller & Beare, 1997; Zinn, Lal, Bighama, & Resck, 2007). Differences in
clay content for different soils can result in SOC equilibrium (Christensen, 1992), thus, proper definition of
texture for tropical soils is important. For cases of high clay content, SOC equilibrium is easily reached. This is
usually attributed to the capacity of the clay soil to stabilize products decomposed from organic residuals, which
sandy soils can easily lose (Christensen, 1992). Other than the clay, the mineralogy also contributes to
stabilization (Bruun, Elberling, & Christensen, 2010). In one long term trial conducted for 90 years (Korchens et
al., 2008), soils typical of sand with 3% clay content resulted in an equilibrium at 0.7% SOC but for soils with
21% clay, this was realized at 2.0%. The lower and upper limits were proposed from these datasets with about
4% clay at 1% and 1.5% SOC while for soils with 38% clay, 3.5% and 4.4% SOC were suggested as the set
limits. The concept of equilibrium is therefore critical in understanding role of texture on influencing SOC and N
supply.
Climate and topography are key parameters in the tropics that influence the dynamics of SOC, and can regulate
the determination of thresholds. Major climatic parameters include temperature, rainfall, solar radiation, wind
speed, and relative humidity. Temperature can affect stability of SOC thresholds, especially in a soil type where
the temperature quotient (Q10) is about 2 (Yang, 1996; De Ridder & van Keulen, 1990). This can lead to high
intensity of decomposition thus rapid SOC decline. Precipitation also influences SOC mineralization and organic
litter breakdown (Feller & Beare, 1990). High dependence on rain-fed farming needs to be monitored to regulate
possible negative effects. Topography also influences soil properties including soil organic matter (Raghubanshi,
1992; Ebanyat, 2009). Topography influences SOC by controlling soil water balance, and erosion processes (Tan,
Lal, Smeck & Calhoun, 2004). Site specific characterization of slope position, slope percent and other
topographic features are important in identifying and managing critical SOC levels.
Land use management directly determines the amount of SOC present at a time. A description of various land
uses in the past and in the present status in terms of vegetation cover is vital. The quality and quantity of organic
material littered derived from a given land use directly influence SOC levels (Palm, Gachengo, Delve, Cadisch,
& Giller, 2001). Common organic materials applied include animal related manure, plant residues, and compost.
Soils with organic materials or residuals that have a low C:N favour decomposition. Management approaches
that involve use of materials for mulching or soil erosion control disrupt SOC pools (Kanyanjua, Mureithi,
Gachene, & Saha, 2000). The choice of land use management practice is, thus, a prime source of SOC loss
especially for a tropical soil. Practices such as conventional tillage, biomass harvesting, burning, use of excess
fertilizers, herbicides and pesticides threaten efforts to sustain critical SOC levels. Conventional tillage threatens
SOC capacity as it exposes organic matter that has been protected (Doran & Smith, 1987). In other tropical
farming systems outside Africa, reduced tillage has been adopted. This practice increases Particulate Organic
Matter (POM), as a result of slow decomposition of crop residues (Tan, Lal, Owens, & Izaurralde, 2007).
Several workers like Christensen (2001) have observed that POM is higher in undisturbed soil than in the
long-cultivated cropland soils. Thus, land use management is key driver to observed variations in SOC, and
affects amount of potentially mineralisable N.
4. Soil Organic Carbon Thresholds and Soil Properties
In sub-Saharan Africa (SSA), there has been less work on the fractionation of SOC, yet there are some fractions
that are critical in determination of thresholds, for example particulate organic matter that Swift & Woomer
(1993) regarded as an organic fertilizer. If such SOC fractions are below or above critical levels, the desirable
soil functions may be reduced or improved respectively. Krull, Skjemstad and Baldock (2004) discussed some of
the minimum and maximum thresholds of SOC, above or below which the effects of SOC on soil functions are
noticeable. However, Sparling and Schipper (2002) argued that other than defining such maximum values, it is
reasonable if minimum SOC levels are established to inform the farming community on levels below which
there would be loss of important soil characteristics. In the temperate climate, several authorities suggest a
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Vol. 6, No. 12; 2013
35
threshold value of SOC of about 2% (about 3.4 % soil organic matter) (Howard, P. J. A., & Howard, D. M.,
1990; Huber et al., 2008). In the tropics, SOC levels that are required to maintain a desirable soil function have
had less attention. For aggregate stability, various authors suggest 2% SOC as a minimum value for maintaining
a stable structure, and levels below 2% usually result in rapid instability. On the application of the Emerson
crumb test, Greenland, Rimmer and Payne (1975) found that for SOC levels less than 2%, soil aggregates were
unstable while those with 2-2.5% SOC were averagely stable. SOC levels above 2% were very stable. For water
holding capacity, variations in SOC also influence soil water retention (Haynes & Naidu, 1998). Depending on
amount of C present in these fractions, high levels can lead to high water retention. Thus, this can affect nitrogen
and water use efficiencies. However, what remains unclear is whether the labile SOC fraction is more influential
than the recalcitrant fraction (Olk & Gregorich, 2006). For Cation Exchange Capacity (CEC), Eshetu, Giesler, &
Högberg (2004) suggested 2% as a minimum SOC threshold value required to sustain this parameter. In all,
critical SOC levels for proper functioning of soil properties are key for sustaining healthy soils and crops. The
2% SOC levels that have been suggested in temperate regions is yet to be proved for tropical soils where soil
fertility decline is at its peak. Restoration measures that lead to an acceptable minimum SOC level are important.
5. Soil Organic Carbon Thresholds for Crop Response to Applied Nitrogen Sources
Crop responses to added N fertilizer is a function of total N present (potentially mineralisable N), crop N demand,
and capacity of soil to hold N from losses due to leaching, erosion, volatilization. If soil properties and crop
management aspects are ideal, crop response to added N fertilizer can be a function of SOC amount, but there
must be a critical SOC range for minimum and highest yield response, and below which added fertilizer results
in no response (also discussed in Figure 1). Use of organic N fertilizer can be challenging in assessing crop
response to its application. Organic fertilizer has diverse nutrient components and is not a focus for this
discussion. The focus is on mineral fertilizer with particular focus on adding N fertilizers.
Efforts to determine these SOC thresholds/critical ranges for some farming systems for nutrient management
exists in some countries but remain dismal. Mapfumo (2006) conducted a study in Zimbabwe on a sandy soil
(Arenosol) with 120 fields categorized into three different rainfall zones using maize as the test crop. Very low
and sometimes no response to added fertilizer was evident in fields having less than 4.6 g C kg
-1
SOC. However,
SOC values in a range 4.6 and 6.5 g C kg
-1
(Mapfumo, 2006) resulted in high variations to fertilizer response.
Yield increase in fields with SOC higher than 6.5 g C kg
-1
were also noted. Excessive use of organic related
inputs, to as high as 20 t ha
-1
, did not enhance total SOC to more than 8.5 g C kg
-1
. This suggested that the
application of organic matter in some farming systems does not always result in improved SOC content, and the
sand particle sizes seem to have reached saturation points. Thus depending on the texture of the soil, SOC
thresholds can vary depending on soil type.
In a similar study by Berger et al. (1987) in West Africa, a very low SOC level 3.5 mg kg
-1
in the northern
Guinean zone, with dominantly Leptosols was reported as the lowest minimum level required for added nutrients
to respond. Bationo, Lompo, & Koala (1998) further established that even SOC levels as low as 1.7 mg kg
-1
would result in a nutrient response of added fertilizer. Though these studies were conducted in a range of soils in
different regions of Africa, they seem to agree with some authors who agree that it is difficult to have one
standard universal SOC value of minimum or maximum levels for responses to added fertilizer to be evident. In
all, SOC levels of less than 10 g kg
-1
without adding organic matter can be too low and can result to
disequilibrium in nitrogen supply to plants. For example, SOC below 0.5% can supply less than 50 kg N ha
-1
,
and it was estimated by Carsky and Iwuafor (1995) that such SOC levels can only result to about 1000 kg ha
-1
of
maize under normal rates of NUE. Application of fertilizers or other organic inputs on soils with SOC as low as
1.7 mg kg
-1
, can still sustain production as noted in West Africa.
In East Africa region, Foster (1976) recommended 20.5 g kg
-1
(2%) SOC level as appropriate for supporting crop
production. Soil organic carbon levels that would result in no crop response to added fertilizer remain unknown
for various soils and climatic zones. Therefore, targeting critical SOC amounts for highest fertilizer use
efficiency and optimal crop yield can be challenging. Soil organic carbon thresholds can be different for various
nutrient amounts in a given soil and crop. However, it can be hypothesized that there is a critical SOC range at
which a particular N fertilizer could result in high use efficiency, assuming that other factors are not limiting.
Such a critical range of total SOC amount must be related to qualities or quantities of labile/non-labile fractions
that can lead to optimal indigenous N supply and integrative soil functional benefits. This implies the
contribution of SOC fractions in this assessment cannot be underrated.
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Vol. 6, No. 12; 2013
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5.1 Conceptualization of Critical SOC Ranges/Thresholds for Optimal NUE and Yields
The efficiency of any management conducted on a field many times depends also on soil quality. Figure 2
illustrates various hypothetical scenarios generated from a poor, medium, and good fields. Too good and too
poor soils can result in low N recovery efficiency efficiencies (Figure 2). In cases that SOC is low, soil physical
and chemical parameters are equally poor. Addition of N fertilizer may easily be lost easily due to poor the
nutrient retention capacity. At higher SOC levels, with good soil quality, the N recovery efficiency can be low
due to high N mineralization favored by good soil condition. This conceptual diagram (Figure 3) suggests that
there exist critical SOC ranges that can result in highest nutrient recovery efficiencies. Maintenance of such
ranges is key for long-term soil fertility management of tropical soils.
Soils with different SOC levels can result in responsive and less-responsive characteristics to the added nitrogen
inputs. As a consequence, different agronomic efficiencies are predicted. Nutrient efficiency in such soils differ
given the fact that the each soils’ capacity to supply N and plants capacity to utilize nutrients is different (Fageria,
Baligar, & Li, 2008). We apply the agronomic efficiency index probably as the most appropriate in evaluating
applied N options that can lead to optimum yields. In a hypothetical assessment, Figures 3a and 3b illustrate
critical values with an optimum agronomic efficiency of added N and yield, for soils of different responsiveness
(with SOC as a lead indicator). In the two figures, a less responsive soil is poor with minimum amounts of key
soil quality indicators such as SOC. A responsive soil is a good field with basic qualities that lead to high
responses to added N, with critical SOC levels.
Figure 2. A conceptual relationship between SOC levels, yields and agronomic N use efficiency of crops in
rain-fed tropical systems
Fields experiencing highest AE
(single added N amount)
R
eco
ve
ry
ef
fi
ci
en
cy
(N
)
(k
g/
kg
)
Y
ie
ld po
te
nt
ia
l (
100
%
)
SOC variations due to management
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Journal of Sustainable Development
Vol. 6, No. 12; 2013
37
Figure 3a. A conceptual relationship between increasing fertilizer N rates as advocated by green revolution, grain
yield and agronomic efficiency in a less responsive soil
Figure 3b. A conceptual relationship between increasing fertilizer N rates, grain yield and agronomic efficiency
in a responsive soil
In a less responsive good soil (Figure 3a), high agronomic efficiency prevails at low N rates while optimum yield
at high N application rates. This suggests that optimum AE is always below optimum yield, at the lowest N
application rate. Nitrogen rates beyond optimum yield result in low agronomic efficiency and crop response.
Economic profitability is achieved at intermediate N fertilizer rates. In a responsive soil, there is a strong
correlation between yield and N application rates. Agronomic efficiency is high at the start and declines only at
highest N application rates (Figure 3b). Both figures suggest a critical N rate that translates in an economic yield
and such a rate can be recommended for application for a given soil. However, there is a remarkable shift of the
AE curves on responsive soils (backwards), and the optimal yield is obtained at low nutrient rates. As compared
to AE-yield curves (Figure 3a), attaining optimum yield requires high N rates. The conceptual diagrams suggest
a need to aim at building SOC in responsive soils (Figure 2b) that require less N levels and can minimize the
amount of reactive N in the environment. This implies that ‘optimal yield’ is not a necessity, but rather attaining
a ‘high yield’ that results in high NUE and is environmentally sensitive, is most appropriate.
Fertilizer N rates
Gr
ai
n y
ie
ld
(kg
/ha
)
Optimal yield
Economic yield
A
E
(
Y
ie
ld
i
ncrea
se
/u
ni
t N
fert
il
izer)
Optimal yield
Profitable yield
Fertilizer N rates
G
ra
in y
ie
ld
(kg
/ha
)
A
E
(
Y
ie
ld
i
ncrea
se
/u
ni
t N
fert
il
izer)
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Vol. 6, No. 12; 2013
38
However, responsiveness in some farmers’ field cannot ignore the contribution of individual SOC fractions. In
Figure 4, we hypothetically conceptualize the contribution of SOC fractions to regulating added N fertilizers. To
attain the highest recovery efficiency (RE) of N, there is a possibility that the formation of synergies between the
labile and recalcitrant carbon pools, with the lowest mineralization potential; result in the highest efficiencies
(curve C). The curves A and B are a good indication of the role of each fraction to availing N supply through
mineralization. The labile fraction is a common source of N, due to its high turnover, and any addition of N
fertilizer may have low RE. Excessive application of N fertilizer can be lost due to low nutrient use efficiency
(NUE), and can cause acidification of soils. Part B is a curvilinear with high levels of recalcitrant fractions and
high labile fractions, suggesting high N supply through mineralization. A low response to added N fertilizer is
possible in such a scenario (curve A). The illustration suggests that recalcitrant fractions are equally important as
the labile fraction(s) in influencing added N fertilizer especially in severely depleted soils in the tropics. The
contribution of soil attributes such as texture, pH, the slope gradient, CEC, mineralogy, the level of aggregation
and management related factors cannot be underrated. They influence mineralization and nitrification processes.
Such attributes must be well characterized as they affect the role of influential SOC fractions identified, and
regulate SOC thresholds needed to ensure sustainable soil fertility and crop productivity.
Figure 4. A conceptual illustration for yield (annual crop) responses to added N under different SOC fractions
amounts and combinations
5.2 Towards Long-Term Soil Organic Carbon Restoration
Soil organic carbon is a promising indicator for integrative N management under challenges of soil heterogeneity
among smallholder farming systems. Measures that build and sustain SOC stocks to critical levels require special
consideration. Integrated Soil Fertility Management (ISFM) is currently one measure promoted for community
development and research in the regions of SSA to preserve soil quality while promoting its productivity
(Sanginga et al., 2009). Vanlauwe et al. (2010) suggested an operational definition of ISFM as ‘
the set of soil
fertility management practices that necessarily include the use of fertilizers, organic inputs, and improved germ
plasm, combined with knowledge on how to adapt these practices to local conditions, aiming at maximizing
agronomic use efficiencies of the applied inputs, and improving crop productivity
’. The proposed definition,
however, does not fully explain or demonstrate the significancy of some factors and their role in enhancing
A
B
Added N levels (Crop N demand >available total N) in a given soil type
Crop demand> (dTN/dt=B-kN
) where TN=total nitrogen, t = time, B = annual additional rate, k= decomposition
constant defining the fraction of the total N which is released by the soil organic matter)
(High % Labile + inert C fractions)
(High % inert C fractions +
less labile fraction)
(High % labile +less inert fraction)
C
N
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(k
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illustrated. Und
ng constant fer
ent that soil fer
ey approach fo
ency that also
efficiency in F
ween the agron
nents of ISFM
graph (Van
fields). The c
ilizers as evide
and organic re
d yield increase
nomic use effi
ic resource ma
ertilizer use ef
fields). The sec
and any additio
have inheren
. These fields
nt SOC amount
mphasizing the
rganic resourc
for short and lo
nsive). Good fi
omic efficiency
o scenario B. T
therefore, that
ustainable Devel
39
y. For example
Figure 5 illus
N fertilizer. In
der the ‘curren
rtilizer rates, y
rtility gradient
or adapting to l
translates into
Figure 6, from
nomic efficien
M, culminating i
nlauwe et al., 2
current farmer
enced by the l
esources (A), a
e significantly
iciency becom
anagement, but
fficiency even
cond field type
on of fertilizer
nt soil proper
s seem to be
ts. However, th
importance of
ce mineralizati
ong-term soil f
fields (high SO
y is slightly hi
There are high
t right amount
lopment
e, ISFM aims a
strates the cu
n Figure 5, res
nt practice’ it i
yield is related
ts have an imp
local soil situa
o optimal yiel
m Vanlauwe et
cy (AE) of fer
in complete IS
2010)
r practice is re
ow yields. On
and adapting to
y. The contribu
me evident. Hi
t the yield pote
with improve
e also represen
r N results into
rties that resp
most responsi
he yields incre
f ISFM. This f
ion. The scena
fertility restora
OC levels) are a
igh (C), but th
h possibilities
ts are applied i
at maximizing
urrent concept
sponsive soils
is assumed tha
d to AE linear
pact on fertilize
ations.
ld, we propose
al. (2010) con
rtilizers and org
SFM towards th
epresentative o
n improving th
o local conditio
ution of the IS
ighest increas
ential is still sl
d germplasm,
nts some fields
o high yields a
pond to added
ive (B), witho
ease on adding
field type show
ario also sugge
ation and nutri
also common w
he amount of N
of N loss and
in the field typ
Vol. 6, No. 12;
g AE and yield
of ISFM an
to NPK, and t
at average fert
rly as adapted
er responses, th
e a newly adju
ncept.
ganic resource
the right side o
of several prod
e management
ons, the poor f
FM componen
se in agronom
lightly below
suggesting hi
s with medium
as compared t
d fertilizer wi
out adding org
g organic resou
ws few evidenc
ests that increa
ient manageme
with heterogen
N required to r
d leaching (X2
pe to satisfy cr
2013
d, and
nd its
those
ilizer
from
hus a
usted
e and
f the
duces
t, use
fields
nts to
mic N
other
gh N
m soil
o the
thout
ganic
urces,
ces of
asing
ent.
neity,
reach
2) on
rop N
www.ccsenet.org/jsd
Journal of Sustainable Development
Vol. 6, No. 12; 2013
40
Figure 6. A revised conceptual relationship between the Agronomic Efficiency (AE) of added N fertilizers and
organic resources, potential grain yield and the implementation of various components of ISFM under tropical
farming heterogeneity (revised from Vanlauwe et al., 2010)
To understand ISFM in a content of optimizing agronomic added fertilizer use efficiency, and yield for
sustainable land use intensification, we propose to re-define ISFM as 'a practice of ‘improving and restoring soil
fertility while optimizing yields’ using a set of soil fertility management practices that necessarily includes
organic and mineral fertilizers, improved germ plasm; and using a set of knowledge to adapt them to a given
environment, while targeting maximizing production and recovery efficiencies of applied nutrients for
sustainable land use intensification’. Efforts in building SOC to a critical threshold/level would be useful for
most tropical farmers and would enhance sustainable land use intensification as reflected in scenarios 2 and 3
(Figure 6). Scenarios 2 and 3 form are presumed critical SOC levels that farmers must aim for improved N
fertilizer use efficiency while overcoming food insecurity and poverty in the tropical agro ecosystems.
5. Conclusion
Soil organic carbon is a promising indicator for guiding N fertilizer use given its integrative benefits that lead to
high N supply and soil quality. However, it is a dynamic parameter that requires characterizing the key drivers
causing its variability such as texture, climate, topography, and land use management. Soil organic carbon
thresholds for minimum or highest crop response to N applications are location specific, and they vary within a
given soil type. Use of generalized SOC thresholds values for regulating added N application for all tropical soils
remains a difficult option. In the context of crop production, critical levels need to be sustained for high nutrient
use efficiency. Other drivers that affect NUE such as crop cultivar, the source and amount of fertilizer, climate,
management, that influence uptake efficiency need to be controlled. In all, critical SOC amounts that contribute
to a responsive soil must be maintained for tropical farmers to realize high nitrogen use efficiencies and optimal
yields. Restoration measures that can lead to an acceptable minimum SOC level are important. This would also
fast track efforts for Integrated Soil Fertility Management currently promoted in tropical agro-ecosystems while
ensuring environmental sustainability.
Medium
fields
Poor field
Good field
B
A
C
X1
X2
Germplasm + Fertilizer N+
organic resource management
+ local adaptation
Germplasm+ Fertilizer
N + organic resource
management
Germplasm
+
Fertilizer N
Current farmer
practice
A
gr
ono
mic
N
us
e
ef
fic
ie
nc
y
(inc
re
as
e
in
kg
/k
g
N
)
P
ot
en
ti
al
gra
in
yi
el
d
(%
)
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Journal of Sustainable Development
Vol. 6, No. 12; 2013
41
Acknowledgements
The authors thank Makerere University for the technical support in the development for the manuscript.
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