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Patrick et al. (2013). Soil Organic Carbon Thresholds and Nitrogen Management in Tropical Agroecosystems: Concepts and Prospects

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Journal of Sustainable Development; Vol. 6, No. 12; 2013 

ISSN 1913-9063   E-ISSN 1913-9071 

Published by Canadian Center of Science and Education 

31 

 

Soil Organic Carbon Thresholds and Nitrogen Management in Tropical 

Agroecosystems: Concepts and Prospects 

Musinguzi Patrick

1

, John Stephen Tenywa

1

, Peter Ebanyat

1

, Moses Makooma Tenywa

1

, Drake N. Mubiru

2

, 

Twaha Ali Basamba

1

 & Adrian Leip

3

 

1

 Department of Agricultural Production, Makerere University, Kampala, Uganda 

2

 National Agricultural Research Laboratories, Kawanda, Kampala, Uganda 

3

 European Commission, Joint Research Centre, Institute for Environment and Sustainability, Via Enrico Fermi, 

Ispra (VA), Italy 
Correspondence: Musinguzi Patrick, Department of Agricultural Production, Makerere University, P. O. Box 
7062, Kampala, Uganda. Tel: 256-774-068-824. E-mail: musipato@yahoo.com 
 
Received: July 16, 2013      Accepted: October 20, 2013   Online Published: November 7, 2013 
doi:10.5539/jsd.v6n12p31          URL: http://dx.doi.org/10.5539/jsd.v6n12p31 
 

Abstract 

Soil organic carbon (SOC) is a potential soil fertility indicator for regulating nitrogen application in tropical 
farming systems. However, there are limited studies that have discussed SOC thresholds above or below which 
crop production could be diminished, or at which no or high response to nitrogen (N) application can be realized. 
This review explores the drivers of SOC concentration relevant for the establishment of thresholds. We further 
evaluate existing SOC thresholds for provoking no yield response or significant response to added N fertilizer. 
Key drivers for SOC concentration relevant in establishing thresholds are mainly climate, topography, texture, 
and land use management. Soil organic carbon threshold for sustaining soil quality is widely suggested to be 
about 2% below which deterioration may occur. For added N fertilizer management, specific SOC thresholds 
seem quite complex and are only valid after assuming other factors are non-limiting. In some soils, SOC levels 
as low as 0.5% result in fertilizer responses and soils as high as 2% SOC also respond to small N doses. 
Minimum SOC thresholds can be identified for a given soil type, but maximum thresholds depend on crop N 
requirements, crop N use efficiency and amount of N applied. However, there seem to exist critical total SOC 
ranges that could be targeted for optimal indigenous N supply and integrative soil functional benefits. These can 
be targeted as minimum levels in soil fertility restoration. In all, it is still difficult to establish a single minimum 
or maximum SOC threshold value that can be universally or regionally accepted.   

Keywords:

 critical level, soil organic carbon fractions, tropical soils, efficiency, yield   

1. Introduction 

Soil Organic Carbon (SOC) is a key physical and chemical parameter critical for nutrient management in tropical 
farming systems. The soil parameter provides integrative benefits in protecting the environment and sustaining 
agriculture. Some scientists have described SOC as a ‘universal keystone indicator’ in soil fertility management 
(Ssali, 2000; Loveland & Webb, 2003), making it a good candidate and an appropriate tool for managing soil 
fertility heterogeneity among farmer fields in Sub-Saharan Africa (SSA), with the lowest fertilizer use levels in 
the world (Dobberman, 2005), and agronomic nitrogen use efficiency (Sanginga & Woomer, 2009; Vanlauwe et 
al., 2011). Nitrogen recovery efficiency hardly exceed 50% (Cassman, Dobermann, & Walters, 2002; Terry, 
2008), and could be even far below 30%. Adaptation strategies to soil heterogeneity using affordable soil 
indicators like SOC would improve farmer decisions to effectively apply N. There are already signals that 
smallholder farmers are aware of this positive correlation between soil nutrient status and SOC levels (Murage, 
Karanja, Smithson, & Woomer, 2000; Hossain, 2001). Farmers commonly know SOC as property associated 
with a dark or black soil that is particularly for enhancing plant productivity. However, SOC has been declining 
due to high intensity of decomposition and high turnover rates in the tropics (Yang, 1996; van Keulen, 2001). 
This has led to low soil fertility and increased the demand to apply mineral N fertilizers. The establishment of 
SOC thresholds is one measure that can be employed to regulate N application and minimize environmental 
pollution. What is unclear in the tropics and even globally are the critical SOC levels or thresholds that must be 
present to regulate the application of external fertilizers. Such levels are key in short and long-term soil fertility 

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restoration in areas with negative nutrient balances. There have been efforts to explore SOC threshold levels, but 
in the context of desirable soil properties and the inherent nutrient supply for crops (Six, Elliott & Paustian, 2000; 
Chenu, Bissonnais, & Arrouays, 2000; Loveland & Webb, 2003). In this piece of work, therefore, we consider 
the concepts and prospects of SOC thresholds and N management. We discuss (i) SOC threshold concept and 
driving factors controlling SOC concentration (ii) thresholds values below or above which no yield response or 
significant response to the added N fertilizer is possible (iii) the restoration of critical SOC levels using the 
Integrated Soil Fertility Management approach. This work attempts to contribute to the understanding of SOC as 
a potential soil fertility indicator for managing tropical soils.   

2. Defining Soil Organic Carbon Thresholds 

Tropical agro-ecosystems are characteristic of low dependence on the external application of fertilizer (Buresh, 
Sanchez, & Calhoon 1997). The major source of nitrogen supply in such farming systems is SOC through the 
process of mineralization. However, there are thresholds of SOC below which no mineralization or above which 
high mineralization takes place. Smith and Dumanski (1993) defined thresholds as critical levels above which a 
system responds significantly to stimuli. Pieri (1995) on the contrary defined thresholds considering the 
environmental aspect. He defined thresholds as values of certain variables above which a significant shift or 
rapid negative change takes place. In this section, we define thresholds in the context of SOC, nitrogen 
management and soil environmental quality. This follows a growing demand to improve applied fertilizer use 
efficiency for most farmers in tropical SSA. One of the interventions in managing field heterogeneity includes 
the categorization of soil fertility into grades of poor, medium and good fields using SOC as an indicator. 
However, critical SOC amounts or thresholds that can guide the decision making for several farmers to add N 
fertilizer remain oblique.   
Too much or too little SOC can equally be an environment threat leading to pollution or loss of biodiversity. It is 
common to conclude that increasing soil organic matter by applying organic materials is good practice. However, 
the addition of excess inputs need to be applied with caution as this can lead soil nutrient imbalances of nitrogen 
or phosphorus, and can lead to pollution of surface and ground waters. Low SOC amount is also an 
environmental threat since low fertility results in low biomass yield. Such level can also result in significant 
fertilizer loss because of low buffer or retention capacity. Oades, Gillman and Uehara (1989) noted that applying 
extra levels of organic residues can lead to acidification due to nitrification. Application of extra amounts of 
carbon can also result in the crusting of soil surface, decreased hydraulic conductivity, and increased run-off 
(Haynes & Naidu, 1998). The minimum and maximum SOC thresholds at which soils can support crop 
production while sustaining a friendly environment remain a less explored option in tropical soils. 
We present a hypothetical conceptualization of the SOC thresholds (in the context of concentrations) that must 
be maintained to sustain crop production, with or without organic or mineral fertilizers. SOC levels which are 
environmentally sound are assessed. Though several studies in the tropics have not debated much on threshold 
levels, but elsewhere in temperate climate, there is wide acceptance that it remains difficult to have universal 
thresholds. As one of the potential soil fertility indicators for tropical soils, the contribution of SOC in the tropics 
need to be understood to enable proper soil functioning and sustain yields. Figure 1 illustrates the role of SOC in 
influencing crop response to added fertilizer but also suggests levels for sustaining soil quality, crop yields and 
environmental quality. It illustrates that there is a minimum SOC threshold value that is necessary to realize 
some responses to applied N (point X), and a maximum level above which no response to N fertilizer is evident 
for a given crop (point Y). Conceptual terms of sensitivity and resilience are applied as suggested by Coughlan 
(1995). Notably, low or high SOC levels tend to result in low response to the added fertilizers or low sensitivity. 
This consequently leads to low nitrogen use efficiencies and reduced environmental quality due to leaching. At 
very low SOC levels, there are clear evidences of low resilience, but after attaining a certain threshold value, 
resilience is improved. Point A is the minimum SOC amount to sustain soil quality/crop production with some 
resilience, and point B is the maximum SOC amount above which an environmental threat is possible. The 
whole framework that is conceptualized in this work provides a scheme for further research on tropical soils, and 
as such, opens up discussion on maintaining critical thresholds for sufficient nitrogen application, crop 
productivity and environmental safety.   
 
 
 
 

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Figure 1. Conceptual diagram of SOC thresholds for response to added N, sustainable crop production and 

environmental quality 

 

3. Determinants for SOC Amount and Distribution 

In tropical agro-ecosystems, the application of SOC as a potential indicator for nitrogen management partly 
depends on its total amount, the quality of fractions, and their level of influence on soil properties. The amount 
of added organic carbon input (vegetation, roots, crop residues, wastes) and the rate of loss (carbon dioxide from 
tillage, microbial decomposition) determine the amount of SOC present at a given time (Krull et al., 2004). 
There are vast effects of high SOC contents on soil properties such as the formation of stable aggregates, soil 
surface protection against runoff and erosion, and improved functioning of biological components. Other effects 
on soil functions include improved ion exchange capacity, reduced bulky density, increased water holding 
capacity and macro and micronutrient availability (Carter & Stewart, 1996; Carter, Angers, Gregorich & 
Bolinder, 2003). However, there is high variation of SOC in tropical farming systems, which tend to limit efforts 
geared towards establishing thresholds for N application. Thus any attempts to understand thresholds require 
exploring the drivers of SOC variability. Dick and Gregorich (2004) suggested a function for the key drivers that 
influence SOC capacity (Equation 1): 

SOC (capacity) = f (climate, topography, texture, disturbance, inputs)          (1) 

Depending on a range of factors, SOC content varies. We discuss the effect of a range of these factors on 
affecting SOC. From Equation 1, we notice that the first three factors cannot be managed. The farmer is a driver 
for the last factors that influence the balance between all the carbon inputs and losses. Farmer induced 
heterogeneity has already been reported as the key cause of soil fertility variations (Zingore, 2006; Tittonell, 
2008). In the past, Jenny (1941) had attributed SOC variations to factors such as topography, climate and 
management while edaphic factors were considered as secondary. 

Low

environmental

quality

Soil organic carbon (%)

Poor soil

Fairly Good soil

Excellent soil

Peat soil

Y

ie

ld

re

spo

ns

e

pe

r

uni

ta

re

a

In

to

le

ra

bl

e

M

ini

-r

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po

ns

e

Ma

x

Low environmental
quality

No sensitivity

Minimum

SOC

to

respond to fertilizers

Low  

High  

Improved environmental
quality

Low 

sensitivity/resilience  

Mini thresholds to sustain
soil quality/crops

Max

thresholds

to

sustain soil quality/crops

Maximum

SOC

to

respond to fertilizers

X

Y

A

B

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We discuss some of the drivers of SOC amounts in various soil types as per equation 1, and we propose an 
equation that can apply to the tropical soils. Land use management is identified as lead drivers of SOC amounts. 
From Dick and Gregorich (2004), we therefore propose 4 factors that are critical in driving SOC amounts at a 
time (Equation 2). 

SOC capacity= f (texture, climate, topography, land use management)           (2)

 

Texture is one of the major determinants of SOC content at a given time and is key for the establishment of SOC 
thresholds for N management. Individual particle sizes have different influence on SOC amounts as affirmed in 
several works on SOC and texture (Korschens, Weiger, & Shulz, 1998; Dick & Gregorich, 2004). In tropical 
soils, there are direct relationships in the level of concentrations of SOC, clay or clay + silt, especially on work 
conducted on kaolinitic types of soils (Feller & Beare, 1997; Zinn, Lal, Bighama, & Resck, 2007). Differences in 
clay content for different soils can result in SOC equilibrium (Christensen, 1992), thus, proper definition of 
texture for tropical soils is important. For cases of high clay content, SOC equilibrium is easily reached. This is 
usually attributed to the capacity of the clay soil to stabilize products decomposed from organic residuals, which 
sandy soils can easily lose (Christensen, 1992). Other than the clay, the mineralogy also contributes to 
stabilization (Bruun, Elberling, & Christensen, 2010). In one long term trial conducted for 90 years (Korchens et 
al., 2008), soils typical of sand with 3% clay content resulted in an equilibrium at 0.7% SOC but for soils with 
21% clay, this was realized at 2.0%. The lower and upper limits were proposed from these datasets with about 
4% clay at 1% and 1.5% SOC while for soils with 38% clay, 3.5% and 4.4% SOC were suggested as the set 
limits. The concept of equilibrium is therefore critical in understanding role of texture on influencing SOC and N 
supply. 
Climate and topography are key parameters in the tropics that influence the dynamics of SOC, and can regulate 
the determination of thresholds. Major climatic parameters include temperature, rainfall, solar radiation, wind 
speed, and relative humidity. Temperature can affect stability of SOC thresholds, especially in a soil type where 
the temperature quotient (Q10) is about 2 (Yang, 1996; De Ridder & van Keulen, 1990). This can lead to high 
intensity of decomposition thus rapid SOC decline. Precipitation also influences SOC mineralization and organic 
litter breakdown (Feller & Beare, 1990). High dependence on rain-fed farming needs to be monitored to regulate 
possible negative effects. Topography also influences soil properties including soil organic matter (Raghubanshi, 
1992; Ebanyat, 2009). Topography influences SOC by controlling soil water balance, and erosion processes (Tan, 
Lal, Smeck & Calhoun, 2004). Site specific characterization of slope position, slope percent and other 
topographic features are important in identifying and managing critical SOC levels. 
Land use management directly determines the amount of SOC present at a time. A description of various land 
uses in the past and in the present status in terms of vegetation cover is vital. The quality and quantity of organic 
material littered derived from a given land use directly influence SOC levels (Palm, Gachengo, Delve, Cadisch, 
& Giller, 2001). Common organic materials applied include animal related manure, plant residues, and compost. 
Soils with organic materials or residuals that have a low C:N favour decomposition. Management approaches 
that involve use of materials for mulching or soil erosion control disrupt SOC pools (Kanyanjua, Mureithi, 
Gachene, & Saha, 2000). The choice of land use management practice is, thus, a prime source of SOC loss 
especially for a tropical soil. Practices such as conventional tillage, biomass harvesting, burning, use of excess 
fertilizers, herbicides and pesticides threaten efforts to sustain critical SOC levels. Conventional tillage threatens 
SOC capacity as it exposes organic matter that has been protected (Doran & Smith, 1987). In other tropical 
farming systems outside Africa, reduced tillage has been adopted. This practice increases Particulate Organic 
Matter (POM), as a result of slow decomposition of crop residues (Tan, Lal, Owens, & Izaurralde, 2007). 
Several workers like Christensen (2001) have observed that POM is higher in undisturbed soil than in the 
long-cultivated cropland soils. Thus, land use management is key driver to observed variations in SOC, and 
affects amount of potentially mineralisable N.   

4. Soil Organic Carbon Thresholds and Soil Properties   

In sub-Saharan Africa (SSA), there has been less work on the fractionation of SOC, yet there are some fractions 
that are critical in determination of thresholds, for example particulate organic matter that Swift & Woomer 
(1993) regarded as an organic fertilizer.    If such SOC fractions are below or above critical levels, the desirable 
soil functions may be reduced or improved respectively. Krull, Skjemstad and Baldock (2004) discussed some of 
the minimum and maximum thresholds of SOC, above or below which the effects of SOC on soil functions are 
noticeable. However, Sparling and Schipper (2002) argued that other than defining such maximum values, it is 
reasonable if minimum SOC levels are established to inform the farming community on levels below which 
there would be loss of important soil characteristics. In the temperate climate, several authorities suggest a 

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threshold value of SOC of about 2% (about 3.4 % soil organic matter) (Howard, P. J. A., & Howard, D. M., 
1990; Huber et al., 2008). In the tropics, SOC levels that are required to maintain a desirable soil function have 
had less attention. For aggregate stability, various authors suggest 2% SOC as a minimum value for maintaining 
a stable structure, and levels below 2% usually result in rapid instability. On the application of the Emerson 
crumb test, Greenland, Rimmer and Payne (1975) found that for SOC levels less than 2%, soil aggregates were 
unstable while those with 2-2.5% SOC were averagely stable. SOC levels above 2% were very stable. For water 
holding capacity, variations in SOC also influence soil water retention (Haynes & Naidu, 1998). Depending on 
amount of C present in these fractions, high levels can lead to high water retention. Thus, this can affect nitrogen 
and water use efficiencies. However, what remains unclear is whether the labile SOC fraction is more influential 
than the recalcitrant fraction (Olk & Gregorich, 2006). For Cation Exchange Capacity (CEC), Eshetu, Giesler, & 
Högberg (2004) suggested 2% as a minimum SOC threshold value required to sustain this parameter. In all, 
critical SOC levels for proper functioning of soil properties are key for sustaining healthy soils and crops. The 
2% SOC levels that have been suggested in temperate regions is yet to be proved for tropical soils where soil 
fertility decline is at its peak. Restoration measures that lead to an acceptable minimum SOC level are important. 

5. Soil Organic Carbon Thresholds for Crop Response to Applied Nitrogen Sources 

Crop responses to added N fertilizer is a function of total N present (potentially mineralisable N), crop N demand, 
and capacity of soil to hold N from losses due to leaching, erosion, volatilization. If soil properties and crop 
management aspects are ideal, crop response to added N fertilizer can be a function of SOC amount, but there 
must be a critical SOC range for minimum and highest yield response, and below which added fertilizer results 
in no response (also discussed in Figure 1). Use of organic N fertilizer can be challenging in assessing crop 
response to its application. Organic fertilizer has diverse nutrient components and is not a focus for this 
discussion. The focus is on mineral fertilizer with particular focus on adding N fertilizers. 
Efforts to determine these SOC thresholds/critical ranges for some farming systems for nutrient management 
exists in some countries but remain dismal. Mapfumo (2006) conducted a study in Zimbabwe on a sandy soil 
(Arenosol) with 120 fields categorized into three different rainfall zones using maize as the test crop. Very low 
and sometimes no response to added fertilizer was evident in fields having less than 4.6 g C kg

-1

 SOC. However, 

SOC values in a range 4.6 and 6.5 g C kg

-1

 (Mapfumo, 2006) resulted in high variations to fertilizer response. 

Yield increase in fields with SOC higher than 6.5 g C kg

-1

 were also noted. Excessive use of organic related 

inputs, to as high as 20 t ha

-1

, did not enhance total SOC to more than 8.5 g C kg

-1

. This suggested that the 

application of organic matter in some farming systems does not always result in improved SOC content, and the 
sand particle sizes seem to have reached saturation points. Thus depending on the texture of the soil, SOC 
thresholds can vary depending on soil type. 
In a similar study by Berger et al. (1987) in West Africa, a very low SOC level 3.5 mg kg

-1

 in the northern 

Guinean zone, with dominantly Leptosols was reported as the lowest minimum level required for added nutrients 
to respond. Bationo, Lompo, & Koala (1998) further established that even SOC levels as low as 1.7 mg kg

-1 

would result in a nutrient response of added fertilizer. Though these studies were conducted in a range of soils in 
different regions of Africa, they seem to agree with some authors who agree that it is difficult to have one 
standard universal SOC value of minimum or maximum levels for responses to added fertilizer to be evident. In 
all, SOC levels of less than 10 g kg

-1

 without adding organic matter can be too low and can result to 

disequilibrium in nitrogen supply to plants. For example, SOC below 0.5% can supply less than 50 kg N ha

-1

, 

and it was estimated by Carsky and Iwuafor (1995) that such SOC levels can only result to about 1000 kg ha

-1

 of 

maize under normal rates of NUE. Application of fertilizers or other organic inputs on soils with SOC as low as 
1.7 mg kg

-1

, can still sustain production as noted in West Africa.   

In East Africa region, Foster (1976) recommended 20.5 g kg

-1

 (2%) SOC level as appropriate for supporting crop 

production. Soil organic carbon levels that would result in no crop response to added fertilizer remain unknown 
for various soils and climatic zones. Therefore, targeting critical SOC amounts for highest fertilizer use 
efficiency and optimal crop yield can be challenging. Soil organic carbon thresholds can be different for various 
nutrient amounts in a given soil and crop. However, it can be hypothesized that there is a critical SOC range at 
which a particular N fertilizer could result in high use efficiency, assuming that other factors are not limiting. 
Such a critical range of total SOC amount must be related to qualities or quantities of labile/non-labile fractions 
that can lead to optimal indigenous N supply and integrative soil functional benefits. This implies the 
contribution of SOC fractions in this assessment cannot be underrated. 
 
 

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5.1 Conceptualization of Critical SOC Ranges/Thresholds for Optimal NUE and Yields   

The efficiency of any management conducted on a field many times depends also on soil quality. Figure 2 
illustrates various hypothetical scenarios generated from a poor, medium, and good fields. Too good and too 
poor soils can result in low N recovery efficiency efficiencies (Figure 2). In cases that SOC is low, soil physical 
and chemical parameters are equally poor. Addition of N fertilizer may easily be lost easily due to poor the 
nutrient retention capacity. At higher SOC levels, with good soil quality, the N recovery efficiency can be low 
due to high N mineralization favored by good soil condition. This conceptual diagram (Figure 3) suggests that 
there exist critical SOC ranges that can result in highest nutrient recovery efficiencies. Maintenance of such 
ranges is key for long-term soil fertility management of tropical soils.   
Soils with different SOC levels can result in responsive and less-responsive characteristics to the added nitrogen 
inputs. As a consequence, different agronomic efficiencies are predicted. Nutrient efficiency in such soils differ 
given the fact that the each soils’ capacity to supply N and plants capacity to utilize nutrients is different (Fageria, 
Baligar, & Li, 2008). We apply the agronomic efficiency index probably as the most appropriate in evaluating 
applied N options that can lead to optimum yields. In a hypothetical assessment, Figures 3a and 3b illustrate 
critical values with an optimum agronomic efficiency of added N and yield, for soils of different responsiveness 
(with SOC as a lead indicator). In the two figures, a less responsive soil is poor with minimum amounts of key 
soil quality indicators such as SOC. A responsive soil is a good field with basic qualities that lead to high 
responses to added N, with critical SOC levels.   
 

 

Figure 2. A conceptual relationship between SOC levels, yields and agronomic N use efficiency of crops in 

rain-fed tropical systems 

 

Fields experiencing highest AE 

(single added N amount)

R

eco

ve

ry

 ef

fi

ci

en

cy

 (N

) 

(k

g/

kg

)

Y

ie

ld po

te

nt

ia

l (

100

%

)

SOC  variations due  to management

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37 

 

 

Figure 3a. A conceptual relationship between increasing fertilizer N rates as advocated by green revolution, grain 

yield and agronomic efficiency in a less responsive soil 

 

 

Figure 3b. A conceptual relationship between increasing fertilizer N rates, grain yield and agronomic efficiency 

in a responsive soil 

 
In a less responsive good soil (Figure 3a), high agronomic efficiency prevails at low N rates while optimum yield 
at high N application rates. This suggests that optimum AE is always below optimum yield, at the lowest N 
application rate. Nitrogen rates beyond optimum yield result in low agronomic efficiency and crop response. 
Economic profitability is achieved at intermediate N fertilizer rates. In a responsive soil, there is a strong 
correlation between yield and N application rates. Agronomic efficiency is high at the start and declines only at 
highest N application rates (Figure 3b). Both figures suggest a critical N rate that translates in an economic yield 
and such a rate can be recommended for application for a given soil. However, there is a remarkable shift of the 
AE curves on responsive soils (backwards), and the optimal yield is obtained at low nutrient rates. As compared 
to AE-yield curves (Figure 3a), attaining optimum yield requires high N rates. The conceptual diagrams suggest 
a need to aim at building SOC in responsive soils (Figure 2b) that require less N levels and can minimize the 
amount of reactive N in the environment. This implies that ‘optimal yield’ is not a necessity, but rather attaining 
a ‘high yield’ that results in high NUE and is environmentally sensitive, is most appropriate. 

Fertilizer N rates

Gr

ai

n y

ie

ld

 

(kg

/ha

)

Optimal yield

Economic yield

A

E

 (

Y

ie

ld

 i

ncrea

se

/u

ni

t N

 

fert

il

izer)

Optimal yield

Profitable yield

Fertilizer N rates

G

ra

in y

ie

ld 

(kg

/ha

)

A

E

 (

Y

ie

ld

 i

ncrea

se

/u

ni

t N

 

fert

il

izer)

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Vol. 6, No. 12; 2013 

38 

 

However, responsiveness in some farmers’ field cannot ignore the contribution of individual SOC fractions. In 
Figure 4, we hypothetically conceptualize the contribution of SOC fractions to regulating added N fertilizers. To 
attain the highest recovery efficiency (RE) of N, there is a possibility that the formation of synergies between the 
labile and recalcitrant carbon pools, with the lowest mineralization potential; result in the highest efficiencies 
(curve C). The curves A and B are a good indication of the role of each fraction to availing N supply through 
mineralization. The labile fraction is a common source of N, due to its high turnover, and any addition of N 
fertilizer may have low RE. Excessive application of N fertilizer can be lost due to low nutrient use efficiency 
(NUE), and can cause acidification of soils. Part B is a curvilinear with high levels of recalcitrant fractions and 
high labile fractions, suggesting high N supply through mineralization. A low response to added N fertilizer is 
possible in such a scenario (curve A). The illustration suggests that recalcitrant fractions are equally important as 
the labile fraction(s) in influencing added N fertilizer especially in severely depleted soils in the tropics. The 
contribution of soil attributes such as texture, pH, the slope gradient, CEC, mineralogy, the level of aggregation 
and management related factors cannot be underrated. They influence mineralization and nitrification processes. 
Such attributes must be well characterized as they affect the role of influential SOC fractions identified, and 
regulate SOC thresholds needed to ensure sustainable soil fertility and crop productivity.   
 

 

Figure 4. A conceptual illustration for yield (annual crop) responses to added N under different SOC fractions 

amounts and combinations 

 

5.2 Towards Long-Term Soil Organic Carbon Restoration 

Soil organic carbon is a promising indicator for integrative N management under challenges of soil heterogeneity 
among smallholder farming systems. Measures that build and sustain SOC stocks to critical levels require special 
consideration. Integrated Soil Fertility Management (ISFM) is currently one measure promoted for community 
development and research in the regions of SSA to preserve soil quality while promoting its productivity 
(Sanginga et al., 2009). Vanlauwe et al. (2010) suggested an operational definition of ISFM as ‘

the set of soil 

fertility management practices that necessarily include the use of fertilizers, organic inputs, and improved germ 
plasm, combined with knowledge on how to adapt these practices to local conditions, aiming at maximizing 
agronomic use efficiencies of the applied inputs, and improving crop productivity

’. The proposed definition, 

however, does not fully explain or demonstrate the significancy of some factors and their role in enhancing 

A

B

Added N levels (Crop N demand >available total N) in a given soil type

Crop demand> (dTN/dt=B-kN

) where TN=total nitrogen, t = time, B = annual additional rate, k= decomposition 

constant defining the fraction of the total N which is released by the soil organic matter)

(High % Labile + inert C fractions)

(High % inert C fractions +
less labile fraction)

(High % labile +less inert fraction)

C

N

it

ro

ge

n r

eco

ve

ry

 e

ff

ic

ien

cy

 (k

g/

kg

)

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www.ccsen

 

nutrient us
does not 
contributio
that are po
applied is 
Vanlauwe 
need to adj
However, 
conceptual
 

Figure 5. 

the implem

 
Scenario 1
who curren
of improve
(low SOC 
soil fertili
efficiency 
fields. In t
losses thro
Scenario 2
fertility ran
poor field
necessarily
resources p
and on ada
N loss, bu
SOC level
Scenario 3
and under 
optimal yi
adding ext
requiremen

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consider optim

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about 8 kg ha

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Conceptual rel

mentation of v

1 (Poor and le

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level) improv

ity improveme

is notable on 

this scenario, t

ough leaching. 

2 (Medium and

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ds. Medium fi

y adding orga

probably becau

apting to local 

ut can possibly

ls to minimum 

3 (Good field a

such prototyp

ields is less as

tra N fertilizer

nt. 

, and environm

mizing NUE 

ng agronomic 

esponsive are i

a

-1

. On applyin

It is also evide

f inputs as a ke

h NUE efficie

of agronomic 

lationship betw

various compon

ess responsive 

e external ferti

m, fertilizer N a

ve steadily and

ent and agron

adding organi

there is low fe

(X1).  

d responsive fi

SOC level), a

ields seem to

anic resources

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situations, em

y arise from or

levels is key f

and less respon

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r. It is crucial, 

Journal of Su

ment efficiency

and yields. F

efficiency of N

illustrated. Und
ng constant fer

ent that soil fer
ey approach fo
ency that also 

efficiency in F

ween the agron

nents of ISFM

graph (Van

fields). The c

ilizers as evide

and organic re

d yield increase

nomic use effi

ic resource ma
ertilizer use ef

fields). The sec
and any additio

 have inheren

. These fields

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mphasizing the 

rganic resourc

for short and lo

nsive). Good fi
omic efficiency

o scenario B. T

therefore, that

ustainable Devel

39 

y. For example

Figure 5 illus

N fertilizer. In

der the ‘curren
rtilizer rates, y

rtility gradient

or adapting to l

translates into

Figure 6, from

nomic efficien

M, culminating i

nlauwe et al., 2

current farmer

enced by the l

esources (A), a

e significantly

iciency becom

anagement, but

fficiency even 

cond field type
on of fertilizer
nt soil proper

s seem to be 

ts. However, th

importance of

ce mineralizati

ong-term soil f

fields (high SO

y is slightly hi

There are high
t right amount

lopment

e, ISFM aims a
strates the cu
n Figure 5, res
nt practice’ it i
yield is related

ts have an imp
local soil situa

o optimal yiel

m Vanlauwe et 

cy (AE) of fer
in complete IS

2010) 

r practice is re

ow yields. On

and adapting to

y. The contribu

me evident. Hi

t the yield pote

with improve

e also represen

r N results into

rties that resp

most responsi

he yields incre

f ISFM. This f
ion. The scena

fertility restora

OC levels) are a

igh (C), but th

h possibilities 

ts are applied i

at maximizing

urrent concept 

sponsive soils 

is assumed tha

d to AE linear

pact on fertilize
ations. 

ld, we propose

al. (2010) con

rtilizers and org

SFM towards th

epresentative o

n improving th

o local conditio

ution of the IS

ighest increas
ential is still sl

d germplasm, 

nts some fields

o high yields a

pond to added

ive (B), witho

ease on adding

field type show

ario also sugge

ation and nutri

also common w

he amount of N

of N loss and

in the field typ

Vol. 6, No. 12;

g AE and yield

of ISFM an

to NPK, and t

at average fert

rly as adapted 

er responses, th

e a newly adju

ncept. 

 

ganic resource

the right side o

of several prod

e management

ons, the poor f

FM componen

se in agronom

lightly below 

suggesting hi

s with medium

as compared t

d fertilizer wi

out adding org

g organic resou

ws few evidenc

ests that increa

ient manageme

with heterogen

N required to r
d leaching (X2

pe to satisfy cr

2013 

d, and 
nd its 

those 

ilizer 

from 

hus a 

usted 

e and 

f the 

duces 

t, use 

fields 

nts to 

mic N 

other 
gh N 

m soil 

o the 
thout 

ganic 

urces, 
ces of 

asing 

ent. 
neity, 

reach 

2) on 

rop N 

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Vol. 6, No. 12; 2013 

40 

 

 

Figure 6. A revised conceptual relationship between the Agronomic Efficiency (AE) of added N fertilizers and 

organic resources, potential grain yield and the implementation of various components of ISFM under tropical 

farming heterogeneity (revised from Vanlauwe et al., 2010) 

 
To understand ISFM in a content of optimizing agronomic added fertilizer use efficiency, and yield for 
sustainable land use intensification, we propose to re-define ISFM as 'a practice of ‘improving and restoring soil 
fertility while optimizing yields’ using a set of soil fertility management practices that necessarily includes 
organic and mineral fertilizers, improved germ plasm; and using a set of knowledge to adapt them to a given 
environment, while targeting maximizing production and recovery efficiencies of applied nutrients for 
sustainable land use intensification’. Efforts in building SOC to a critical threshold/level would be useful for 
most tropical farmers and would enhance sustainable land use intensification as reflected in scenarios 2 and 3 
(Figure 6). Scenarios 2 and 3 form are presumed critical SOC levels that farmers must aim for improved N 
fertilizer use efficiency while overcoming food insecurity and poverty in the tropical agro ecosystems. 

5. Conclusion

   

Soil organic carbon is a promising indicator for guiding N fertilizer use given its integrative benefits that lead to 
high N supply and soil quality. However, it is a dynamic parameter that requires characterizing the key drivers 
causing its variability such as texture, climate, topography, and land use management. Soil organic carbon 
thresholds for minimum or highest crop response to N applications are location specific, and they vary within a 
given soil type. Use of generalized SOC thresholds values for regulating added N application for all tropical soils 
remains a difficult option. In the context of crop production, critical levels need to be sustained for high nutrient 
use efficiency. Other drivers that affect NUE such as crop cultivar, the source and amount of fertilizer, climate, 
management, that influence uptake efficiency need to be controlled. In all, critical SOC amounts that contribute 
to a responsive soil must be maintained for tropical farmers to realize high nitrogen use efficiencies and optimal 
yields. Restoration measures that can lead to an acceptable minimum SOC level are important. This would also 
fast track efforts for Integrated Soil Fertility Management currently promoted in tropical agro-ecosystems while 
ensuring environmental sustainability. 

Medium 

fields

Poor field

Good field

B

A

C

X1

X2

Germplasm + Fertilizer N+
organic resource management
+ local adaptation

Germplasm+ Fertilizer 
N +  organic resource 
management 

Germplasm

+

Fertilizer N

Current farmer
practice

A

gr

ono

mic

N

us

e

ef

fic

ie

nc

y

(inc

re

as

e

in

kg

/k

g

N

)

P

ot

en

ti

al

gra

in

yi

el

d

(%

)

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Journal of Sustainable Development 

Vol. 6, No. 12; 2013 

41 

 

Acknowledgements  

The authors thank Makerere University for the technical support in the development for the manuscript. 

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